Arizona MCLE - All Courses

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Arizona MCLE
Accreditation Info

Attorneys may earn all 15 Arizona CLE credits from the United Institute for Continuing Legal Education. Our online courses satisfy the State Bar of Arizona Regulations “Interactive CLE” definition. To view our full accreditation details please .

All Courses
  • A Hands on Guide to Filing Your First Chapter 7 Bankruptcy Case

    Filing for bankruptcy requires practical knowledge of the process. This CLE course will explain how to file a Chapter 7 bankruptcy case including the legal perquisites for authorization to file on a client’s behalf and eligibility standards for filing. A review of forms, financial information required, e-filing and how to prepare for the 341 Meeting of Creditors will be discussed. The course will also review state and federal exemptions as well as the source of bankruptcy laws and procedures.... More Info

    $55
    1.75General Credits
  • Religion and Estate Planning

    While it may seem unlikely, a client’s religious beliefs may be a factor in planning his or her estate. Along with their goals, values, morals, and principles, a person’s religious beliefs are a factor in creating a customized estate plan. Given that a recent poll, 37% of respondents classified themselves as “highly religious” and in that same year donated upwards of $127 billion in support of religious causes and organizations, this impacts a considerable number of people. This CLE co... More Info

    $29
    1General Credit
  • 1031 Exchanges: An Advanced Seminar and Open Forum

    Providing a deep dive into Section 1031 Exchanges, this informative CLE course will go beyond the fundamentals to address advanced concepts in the area. The course will cover leasehold improvement exchanges, private equity transactions and the “drop and swap” technique. The course will include a Q & A on how to execute a Section 1031 Exchange including how to report the exchange for taxes and strategies for advising clients regarding to when and when not to make use of one. More Info

    $29
    1General Credit
  • Common Examination Findings for Institutional Firms: 2019-2020 Update

    Institutional business activities require supervisory controls in order to mitigate a variety of risks. This CLE course will explain the primary regulations and recommended strategies for implementing these controls as well as managing tools. The course will explain how to implement the debt research rule, institute informational barriers, define and discuss customer indications of interest and explain common concerns regarding conflicts clearance. More Info

    $29
    1General Credit
  • Complex Products and Alternative Investments

    The sale of alternative investments include no small amount of due diligence obligations and effective practices. These include, but are not limited to, Private Placements, Regulation A+, Online Distribution Platforms, Opportunity Zone Funds Finders, Real Estate Investment Trusts, Blind Pools and Capital Acquisition Brokers. This CLE course, presented by FINRA staff and industry experts, will identify compliance risks of various securities products and how to implement training, supervision, s... More Info

    $29
    1General Credit
  • Enforcement Initiatives, Developments and Priorities: 2019-2020 Update

    Enforcement trends and developments, priorities and principles that determine decision-making will all be discussed in this illustrative CLE course which utilizes real-life cases as examples. The course will provide guidance on compliance and regulatory practices and how to navigate enforcement investigations and the disciplinary process. The course will help you obtain a firm grasp on the key principles that guide enforcement outcomes including customer restitution, tips for effective respons... More Info

    $29
    1General Credit
  • FINRA’s Suitability Rule and SEC’s Proposed Regulation Best Interest

    This CLE course will provide practical advice on how firms and registered representatives can better assess customers and securities in order to comply with suitability obligations as set down by FINRA Suitability Rule 2111 and the SEC’s Proposed Regulation Best Interest Rule. The course will explain the distinction between the two and explain how to prepare and comply with suitability obligations. More Info

    $29
    1General Credit
  • High-Risk Activity Impacting Retail Investors

    Risk evaluation is critical in assessing potential liability. This CLE course, presented by FINRA staff, will provide the necessary insight to identify and assess high risk activity amongst representatives. The course will explain how that risk can be mitigated as early as the hiring process, include risk assessment as part of ongoing supervision and how the data accumulated can be utilized broadly. Using real-life example, the course will provide practical strategies for addressing high risk ac... More Info

    $29
    1General Credit
  • How FINRA Rules Get Made, Reviewed and Updated

    How a rule becomes a regulation and other fascinating insights into the FINRA Retrospective Rule Review process will be presented in this comprehensive CLE course. The course will explain upcoming rule changes, regulatory initiatives and how the advisory committees are used in this regard. Providing the necessary information to establish effective rules and practices with regards to the new regulatory rules, the course will also guide you in managing associated risks and identifying opportuni... More Info

    $29
    1General Credit
  • Mark-Up Disclosure Requirements

    With a focus on FINRA and MSRB mark-up disclosure requirements, this advanced CLE course will review securities covered by the rule and how to calculate mark-ups on the basis of the prevailing market price. Effective practices and tips as well as indicators for when disclosure requirements are triggered will be presented along with the latest in MSRB guidance. Mark- Disclosure Requirements More Info

    $29
    1General Credit
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