Strengthen Your Cybersecurity Practices (Small Firm Focus)

Accreditation Wreath Icon NE
Nebraska selected on map

Nebraska CLE
Accreditation Info

United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

This CLE session discusses cybersecurity risks faced by small firms and measures they can take to control those risks on a limited budget. Panelists share their perspectives on determining a firm's cybersecurity priorities (or risk appetite) along with useful practices for designing and implementing a cost-effective Cybersecurity risk management program. Attendees will also learn about the cybersecurity resources available through FINRA’s website. Topics discussed: After attending this session, you will be able to: • Explain why it is important for firms of all sizes to address cybersecurity risk. • Demonstrate awareness of cybersecurity-related laws and regulations governing broker-dealers. • Understand the current regulatory expectations. • Better understand the importance of having policies and procedures in place to safeguard information including secure communications and data transfer. • Describe considerations when measuring risk, working with a clearing firm, and when using external IT (information technology) support. • Discuss what a cybersecurity policy may include and effective practices for testing, updating and training your staff on the policy. • Address critical risk items directly with proven control techniques.
Decorative Arc

United Makes CLE Easy

A puzzle in a hand

One.

Select Course Package

  • Unlimited CLE

    Enables you to fulfill multiple CLE cycles with one purchase.

  • One-Stop Bundles

    Our most popular courses bundled to save you time and money.

  • Build-A-Bundle

    Select the courses that interest you most while taking advantage of our bundle discount.

A clipboard with a checklist

Two.

Immediate Access to CLE Courses

Courses are available immediately upon checkout. You will have 24/7 access to your purchased courses during the lifetime of your subscription.

Courses can be started, stopped, and paused at any time.

A certificate

Three.

Instantly Print Your Certificate

You can immediately print your CLE certificate upon completion of a course.

A copy of your certificate will remain in your account and will always be accessible to you.

Decorative Arc

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options