Alaska CLE - All Courses
Alaska CLE
Accreditation Info
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .
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Financial Crimes: Getting Ahead of the Adversaries
Today’s financial crime landscape is marked by rapid innovation—and increasing risk. This CLE program offers a strategic update for legal and compliance professionals navigating the growing complexity of fraud and money laundering in financial markets. This CLE course begins with a deep dive into current red flags and fraud patterns affecting firms, including the misuse of generative AI, account-based schemes like ACH fraud, and direct-target scams against investors. We’ll also unpack m... More Info
$291General Credit -
Financial Management Regulatory Developments
This CLE course offers a focused look at the evolving legal and regulatory standards shaping financial responsibility in the securities sector. Using insights from the 2025 Regulatory Oversight Report, the session addresses key issues such as liquidity risk, net capital rules, and customer asset protections, with practical guidance on compliance and enforcement risks. Attendees will explore recent and proposed SEC rule changes—including Treasury clearing mandates and updates to Rule 15c... More Info
$291General Credit -
How to Use Data to Drive Effective Oversight
Today’s compliance environment is increasingly data-driven, placing new demands on legal professionals advising financial firms. This CLE course focuses on the legal and governance implications of data use in compliance, offering attorneys a deeper understanding of how data analytics are reshaping firm oversight and regulatory responses. This CLE course begins with a look at how firms—regardless of size or resource levels—are integrating analytics into their compliance and surveillance... More Info
$291General Credit -
Keeping Current With Fixed Income Securities
With regulatory scrutiny intensifying across the fixed income marketplace, this CLE session provides legal professionals with the tools to stay current and compliant. Hear directly from FINRA and MSRB staff as they explore how recent developments are influencing firm operations and legal obligations. The session will unpack current trends, highlight regulatory priorities, and offer insights into effective firm practices. Discussion will span a range of legal issues, including the latest... More Info
$290.75General Credit -
Legal Risk and Regulatory Strategy: A Conversation with FINRA Senior Leaders
This participant-driven CLE session, tailored for financial legal and compliance professionals, addresses key FINRA regulatory topics through audience questions, offering practical guidance for today’s regulatory challenges. Topics Covered: FINRA Forward Initiatives: Rule modernization, compliance resources, and cybersecurity/fraud strategies. Capital Formation: Rules balancing innovation and investor protection. CAT and PCAOB: Transaction tracking and audit compliance for small firm... More Info
$291General Credit -
Mitigating Impacts of Fraud and Scams Targeting Customers
In today’s fraud-prone financial environment, attorneys must be prepared to navigate the legal complexities of investor-targeted schemes. This course focuses on equipping legal professionals with the tools and insight needed to support clients through the full arc of a fraud incident—before, during, and after it occurs. Participants will follow the progression of a modern fraud scheme, analyzing how investors are approached and deceived, and exploring the critical legal touchpoints that... More Info
$291General Credit -
Communication Supervision Trends and Effective Practices
In today’s rapidly changing regulatory environment, effective supervision of communications is more crucial than ever. This session will explore the latest trends and regulatory developments in communications supervision, with a particular focus on emerging platforms like social media, mobile apps, and other off-channel communication methods. Drawing on recent examination results, our expert panel will discuss the evolving supervisory landscape and offer actionable strategies for legal profess... More Info
$290.75General Credit -
Filing Requirements and Due Diligence Obligations for Public Offerings and Private Placements
In this session, FINRA experts and seasoned industry professionals provide a thorough overview of the regulatory requirements and best practices for handling both registered and unregistered securities offerings. Focused on providing actionable insights, this course will equip lawyers with the tools necessary to navigate complex compliance challenges and minimize risks in securities transactions. What You Will Learn: Understanding Filing Obligations: Key differences between registere... More Info
$290.75General Credit -
Trust Protectors: The Good, The Bad and The Ugly
Dive into this dynamic CLE program that thoroughly examines the pivotal role of Trust Protectors in modern trust administration. This session offers a comprehensive look at the statutory frameworks in various states that authorize Trust Protectors, alongside a critical analysis of their practical implications. Attendees will explore the scope of powers typically assigned to Trust Protectors, evaluate the strategic reasons for and against their appointment, and review illuminating case... More Info
$291.25General Credits -
Filing a Case Under the United States False Claims Act
Unravel the complexities of whistleblower protections and legal recourse in this CLE course focused on the False Claims Act (FCA). Tailored for attorneys and individuals engaged in federal contracting, this session illuminates the safeguards available to those who reveal fraudulent misconduct. Attendees will gain a clear, actionable grasp of drafting and submitting an FCA complaint under seal, demystifying the process for practical application. More Info
$291General Credit
