Arizona MCLE - All Courses
Arizona MCLE
Accreditation Info
Attorneys may earn all 15 Arizona CLE credits from the United Institute for Continuing Legal Education. Our online courses satisfy the State Bar of Arizona Regulations “Interactive CLE” definition. To view our full accreditation details please .
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Common Examination Findings and Effective Compliance Practices
FINRA cycle examinations can be nerve-wracking. Be prepared with this comprehensive CLE course on the most deficiencies noted during examinations and best practices for taking corrective action and updating compliance procedures. The course will discuss the most common findings in regulatory areas, identify controls and processes to address deficiencies and evaluate regulatory areas that require attention. More Info
$291General Credit -
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
Focused specifically on medium and large firms, this CLE course addresses common deficiencies uncovered FINRA examination and proactive measures that can be taken in response to exam recommendations. Senior staff explain the exam process, how to facilitate it and best practices when undergoing the process. The course will explain techniques to strengthen the current compliance program and prepare for your next examination. More Info
$291General Credit -
Common Examination Findings and Compliance Effective Practices for Institutional Firms
In this CLE course, industry practitioners will offer their experiences during FINRA cycle examinations, the corrective action taken and compliance procedures and practices based on their experiences. The course will provide expert guidance on preparing for the examination, the common deficiencies to be aware of, the examination process itself and how to facilitate it, and how to initiate procedural controls in response to the most common deficiencies noted. More Info
$291General Credit -
The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit
Compliance professionals face a myriad of challenges as the separation of business and compliance supervision roles becomes more complicated. In the CLE course, FINRA staff will be joined by industry practitioners to discuss how firms are re-defining the rules of supervisors and compliance personnel and the three lines of defense and their application to the risk model. The course will compare the first two lines of defense and explain how firms can create a culture of compliance. More Info
$291General Credit -
International Taxation: A Primer for Business and Immigration Lawyers
Taxation related to overseas investment in an ever-evolving legal issue. This CLE course will explain inbound taxation – foreigners investing or doing business in the US – as well as the applicable income taxes and ownership structures for non-resident aliens. The course will also cover pre-immigration planning, FIRPTA and the various changes to international taxation as a result of the new tax act. More Info
$291General Credit -
The Deposition Whisperer: How to be the Alpha and Control the Room
Hone your deposition skills in this CLE workshop designed to smooth client relationships and provide you with greater control over witness and adversary outcomes. Using the proven strategies presented in this CLE course, you will achieve an insight into how leading professional conduct depositions for more consistently positive outcomes. By drawing your attention to opportunities often wasted in discovery and learning to capitalize on them as well as integrating controlling law, practical and e... More Info
$552General Credits -
So Your Commercial Borrower Is In Default? Protecting your Security Interest
Over the past few years, New Jersey has seen a drastic rise in defaults and delays on loan obligations and mortgage payments for commercial properties. This CLE course will focus on the wide variety of issues confronting banks, commercial lenders, loan holders and private investors and how they can protect their security interests by instituting foreclosure proceedings. These proceedings function to recover properties at issue and initiate proceedings to secure debt payments. The course will r... More Info
$552.25General Credits -
Defending The Notorious: A View From the Trenches
From John Gotti to O.J. Simpson, there is no shortage of high profile cases involving defendants the public loves to hate. And right there by their side, is the defense attorney no one can understand. How can they defend such obvious criminals? In this fascinating CLE course, acclaimed attorneys Ben Brafman, John Lauro and Jeffrey Schwartz will explain how to launch a defense of such notorious public figures. The course will explain how an attorney makes the determination to take on such a case... More Info
$552General Credits -
Breaking Up the Home Without Losing the House: Intersection of Foreclosure and Divorce
Divorces and foreclosure cases often go hand-in-hand. With the recent changes to divorce law, compounded by the changes to child support that took effect, the impact on foreclosure is manifold. This CLE course will explain what every divorce attorney needs to know about foreclosure and what every consumer debtor practitioner needs to know about divorce. More Info
$291.25General Credits -
Venue Want to be Somewhere Else: Beginner's Guide to Arbitration
Arbitration is all the rage as parties try to avoid an expensive legal battle. But is arbitration the peaceful, inexpensive solution people think? This CLE course will present the Illinois Arbitration Act (710 ILCS 5/1 et. seq.) and how to handle contracts with arbitration clauses, excluding those that involve interstate commerce. The course will explain the power of arbitration panels in Illinois and how to extricate oneself from contracts that include arbitration panels. Choosing a good arbi... More Info
$551.5General Credits
