Arizona MCLE - All Courses
Arizona MCLE
Accreditation Info
Attorneys may earn all 15 Arizona CLE credits from the United Institute for Continuing Legal Education. Our online courses satisfy the State Bar of Arizona Regulations “Interactive CLE” definition. To view our full accreditation details please .
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Advertising Compliance Bootcamp: Select Topics
This CLE course will address the issues of content violations, disclosure and performance standards of SEC Rules. The course will also explain the current standards for variable insurance product communications, and offer expert guidance as they relate to options communications, rankings presentations, and the fundamental concepts of digital communications such as social media. The course will ensure you understand how to comply with FINRA Rule 2210’s content standards and can apply th... More Info
$291General Credit -
Advertising Compliance: Fundamentals of FINRA Rule 2210
Whether you are new to FINRA’s advertising rules or an experienced practitioner looking for a refresher course, this informative CLE course, presented by a panel of FINRA professionals, offers a comprehensive overview of FINRA’s Communications With the Public rule. The course will include filing requirements, content standards, internal approval and supervision. Course panelists answer questions about the rules that apply to financial services communications and marketing materials and... More Info
$291General Credit -
Current Communications with the Public Regulatory Issues
This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule. The course will address recent communications proposals and rule changes as well as provide an understanding of the new marketing rule that will impact firm communications. More Info
$551.5General Credits -
Exempt Offerings
Designed to address industry and regulatory developments related to Reg D and Reg A+ offerings, this CLE course will address recent regulatory findings and common concerns. The course will also offer practical information and best practices for firms offering these products to retail investors. A discussion of Regulatory Notices 20-21 and 21-26 will be included. More Info
$291General Credit -
Fintech Firms: Communications Compliance Topics
This CLE course presents the insights of FINRA staff and industry panelists on the challenges and effective practices of communications compliance for Fintech-focused firms. The course will cover topics such as mobile applications, integrated product offerings, digital engagement practices, and crypto assets. Panelists will offer tips and answer questions on the use of technology and how it can help navigate this dynamic area. More Info
$291General Credit -
Investment Companies Current Topics
This CLE course will address a variety of advertising compliance issues concerning registered investment companies. These may include mutual funds, ETFs and closed-end funds. FINRA staff and industry experts will present the compliance challenges related to complex products such as single stock ETFs, non-transparent ETFs and ESG focused investments and crypto futures funds,. The panel will also discuss regulatory interpretations and offer tips to stay in compliance. More Info
$291General Credit -
Asylum ABC's: What Attorneys Need to Know
Immigration has been a hot topic for years and the issues are only growing in complexity. This CLE course will present an overview of asylum law for new and seasoned immigration attorneys. The course will review practical tips for making a successful asylum application and explain the topic from both a broad and narrow perspective, offering general detail to specifics. The course will cover the application time frame, relevant forms and a review of potential pitfalls. The course will a... More Info
$551.5General Credits -
New Marijuana Legislation & Vehicular Search & Seizures: Lingering Odor Of Marijuana as Probable Cause & Residue
The New NYS Marijuana Legislation, also known as the Marijuana Regulation and Taxation Act, offers tools for criminal defense attorneys under the new search and seizure protections allowing probable cause to conduct a search of a vehicle as a result of an alleged marijuana odor. This CLE course will review the new legislation and the tools it offers, focusing primarily on the recent case of Police Department v. Xavier J. Williams; Joan R. Salzman, Administrative Law Judge, which applie... More Info
$291General Credit -
Defending Motions to Dismiss and Objections to Discharge Under Chapter 7 United States Bankruptcy Code
For most debtors, Chapter 7 of the United States Bankruptcy Code offers a fresh start, relieving debtors of any legal obligation to repay debts listed in the schedule. Unfortunately, not everyone qualifies for a Chapter 7 discharge and not all debts are eligible for discharge. This CLE course will review and explain each statutory exception to discharge and offer strategies to successfully defend objections filed by creditors and the US Trustee. More Info
$551.5General Credits -
Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions
The Federal Reserve’s finalized revisions to determining one company’s control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act have been completed and though the final rule codified existing control standards, it simultaneously introduced new concepts and raised critical questions about the industry. Since these revisions, the industry has continued to grapple with how these revisions should be applied, particularly as it applies to contractual r... More Info
$551.5General Credits
