Current Issues Under Regulation Best Interest and Form CRS

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Arizona MCLE
Accreditation Info

Attorneys may earn all 15 Arizona CLE credits from the United Institute for Continuing Legal Education. Our online courses satisfy the State Bar of Arizona Regulations “Interactive CLE” definition. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

A dynamic forum brings together regulators and industry practitioners, fostering discussions that encompass a wide range of current topics and valuable lessons derived from experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). These exchanges of insights delve into various perspectives, exploring firm effective practices and examination experiences to gain a comprehensive understanding of these regulatory frameworks.

Within this forum, regulators and industry practitioners engage in thorough deliberations, examining Reg BI and Form CRS from all angles. They delve into the intricacies of effective practices employed by firms, uncovering strategies, methodologies, and approaches that have proven successful in meeting regulatory requirements. By sharing these best practices and lessons learned, participants collectively contribute to the evolution of compliance methods and strive for continuous improvement in adhering to Reg BI and Form CRS

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