Patricia Dorilio, Esq.
Patricia Dorilio became Senior Director in the Membership Application Program
(MAP) group in November 2021 as lead of the Capital Markets firm group where, as
a member of the MAP leadership team, she is responsible for the management and
assessment of membership applications, as well as leading and implementing the
strategic direction of the MAP program for the Capital Markets firm groupings.
to becoming a Senior Director, Ms. Dorilio was an Associate Director in the MAP
group where she oversaw a team of managers and examiners in the execution of
the application review program, including expedited reviews where applicable, to
determine applicants’ satisfaction of standards for FINRA membership, and
standards for firms’ continuation of membership. That included the review and analysis of information and
documentation relating to proposed business activities and securities products, and firms’ structural and
She has also completed the FINRA Excellence in Management Program at Wharton.
Prior to joining MAP in 2011 as a MAP examiner, Ms. Dorilio was employed in the private sector, and
immediately prior to that, held the position of Senior Special Counsel at the New York Stock Exchange. She
began her career as an Assistant Attorney General in the New York State Attorney General’s Office. Ms.
Dorilio earned her Juris Doctor from the Maurice A. Dean School of Law at Hofstra University, and a B.A. in
Political Science from Hofstra University. She is a member of the bar of the State of New York.
Jennifer Crawford, Esq.
Jen Crawford is Vice President of Litigation in the Enforcement Department,
responsible for overseeing Enforcement’s nationwide litigation and appellate
programs. Prior to assuming this role, she was a Hearing Officer in FINRA’s Office
of Hearing Officers. Ms. Crawford joined FINRA in 2012 and was a Director in
Enforcement until 2018.
Prior to joining FINRA, she was a Senior Counsel in the
Division of Enforcement at the U.S. Securities and Exchange Commission where
she investigated and litigated enforcement matters in federal court and in
administrative proceedings. Ms. Crawford holds a B.S. in Finance from Seton Hall
University and J.D. from Catholic University.
Eric Hebert is Investigative Director with FINRA’s High Risk Registered
Representatives specialist team and has been with FINRA since December
2003. In his role, Mr. Hebert manages specialized staff performing assessments
and examinations of registered persons deemed to present heighted risk to
investors and the markets. Mr. Hebert started his career in Member Supervision as
an Examiner with NASD.
Prior to joining NASD/FINRA, Mr. Hebert was a
Supervisory Principal for MetLife and New England Securities, and responsible for
approving securities investment applications and transactions for an OSJ branch
office. Mr. Hebert has a Bachelor of Arts degree from Curry College and is a
Certified Fraud Examiner.