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  • Description

    Designed to define and illustrate the impact of corporate governance and oversight in preventing governmental prosecution and enforcement, this CLE course will explain the role that boards of directors, senior management and others in an organization to create an effective corporate governance and oversight structure. The course will also explain ethics programs and enterprise risk management frameworks that these structures may require as well as the types of “independent” directors that a board may need to meet its goals for governance and oversight.

  • Instructor Bio

    Bruce Ortwine

    Bruce Ortwine has more than 37 years of experience in banking and corporate law, both as an attorney in two major New York City law firms and as General Counsel, Americas for a major Japanese bank, where he also serves as Adviser, Global Legal and Compliance for its global operations. He has extensive experience in both sophisticated financial transactions and regulatory requirements concerning the banking business in the U.S. He has published numerous articles and spoken at numerous legal conferences in the U.S., U.K. and Japan. He is licensed in New York, New Jersey and Pennsylvania.