Navigating the Purchase and Sale of a Financial Advisory Practice

Accreditation Wreath Icon AL
SKU: BUS3800
All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

Designed to provide a general overview of transactions for clients who are brokers and/or financial advisers in connection with sales and mergers of their businesses, this CLE course will help attorneys become well-versed in the regulatory, contractual and litigation concerns their clients face. The course will deal with the particular nuances of these types of transactions as well as the regulatory considerations, valuations, revenue estimations and financing. The course will focus on the full due diligence process and other critical components of the purchase and sale of a business.
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