Georgia Securities Law Bundle

CLE Accreditation Info

United Institute for Continuing Legal Education offers CLE courses accredited in many states throughout the country. Attorneys Georgia may earn 12 distance learning credit hours with us. To view our accreditation details, please click here.

12 Credits
w/ 1.5 Ethics & 1 Professionalism
Only $199
Courses Priced
Individually at $386

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 Credit Hours of CLE Lectures including 1 hour of Ethics and 1 hour of Professionalism. *The Commission on Continuing Lawyer Competency (CCLC) has permanently suspended the rule limiting the number of distance learning courses GA attorneys are allowed to take. Going forward, GA lawyers can complete all or any portion of their CLE requirement through approved distance learning CLE programs.

High conflict litigation, immigration and criminal practice require an above-average standard of professionalism. How to achieve that standard, both in your practice and in your life, benefits both attorney and client, adds value and meaning to your...
Prof Credits:1
A Special Purpose Acquisition (SPAC) requires special consideration. This CLE course will explain how to formulate, file and implement a public offering for an SPAC. Insights, strategies and examples will be used to illustrate the SPAC process....
General Credits:1.5
Current regulations and new rules have shifted market regulation priorities. This CLE course will offer an update on recent initiatives and rules and how they impact the priorities of today. The course will be presented by FINRA panelists who will o...
General Credits:1
This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practice...
General Credits:1
A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new org...
General Credits:1
This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process...
General Credits:1
Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification...
General Credits:1
Day-to-day operations in firms all over the world were severely disrupted by the COVID-19 pandemic. With the majority of staff working remotely, supervisory practices were completely overhauled. The CLE course, presented by FINRA staff and indus...
General Credits:1
Even fraud has fashion trends. This CLE course will present recent or noteworthy fraud cases and how these trends impact the financial services industry. The course will focus on frauds that impact the brokerage industry, offer strategies for identi...
General Credits:1
Companies that utilize new technology to automate and improve the delivery of financial services, known as FinTech, face many challenges. This CLE course will explain the core principles and regulatory issues in the US which govern the primary a...
General Credits:1
The nuances of computer technology and data security are not exactly common knowledge amongst attorneys yet complying with today’s ethics related to the digital world is essential. This CLE course will address the many hidden dangers in the tool...
Ethics Credits:1.5
12 Credits
w/ 1.5 Ethics & 1 Professionalism
Only $199
United Institute for Continuing Legal Education offers CLE courses accredited in many states throughout the country. Attorneys Georgia may earn 12 distance learning credit hours with us. To view our accreditation details, please click here.