Securities Law Bundle - Georgia CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 12 Credit Hours of CLE Lectures including 1 hour of Ethics and 1 hour of Professionalism. *The Commission on Continuing Lawyer Competency (CCLC) has permanently suspended the rule limiting the number of distance learning courses GA attorneys are allowed to take. Going forward, GA lawyers can complete all or any portion of their CLE requirement through approved distance learning CLE programs.

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Georgia CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a provider of CLE courses in Georgia approved by the Georgia Commission on Continuing Lawyer Competency, sponsor #3730. To view our full accreditation details please .

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12
Credit Hours
of CLE Lectures
  • 2 Ethics
  • 1 Professionalism
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Only $199
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Courses priced individually at $360
  • 2 Ethics
  • 1 Professionalism

Securities Law Bundle Includes:

  • $34

    Professionalism for Attorneys

    Professionalism Credits: 1

    Professionalism in law extends far beyond compliance with the rules—it defines how attorneys serve their clients, their colleagues, and the justice system itself. This CLE program examines the guiding principles found in the Lawyer’s Creed and the Aspirational Statement on Professionalism, explorin...

  • $29

    Legal Risk and Regulatory Strategy: A Conversation with FINRA Senior Leaders

    General Credits: 1

    This participant-driven CLE session, tailored for financial legal and compliance professionals, addresses key FINRA regulatory topics through audience questions, offering practical guidance for today’s regulatory challenges. Topics Covered: FINRA Forward Initiatives: Rule modernization, complian...

  • $29

    Compliance & Legal Trends

    General Credits: 1

    As the financial services industry undergoes rapid evolution, attorneys must stay attuned to the shifting forces that impact compliance frameworks. This session offers a strategic legal lens on how firms are responding to a convergence of regulatory change, market demands, and technological disrupt...

  • $29

    Complex Products: New Developments and Compliance Considerations for Retail Firms

    General Credits: 1

    The expansion of complex financial products in the retail space—especially Registered Index-Linked Annuities (RILAs)—has introduced new layers of legal exposure and regulatory scrutiny. This CLE program gives attorneys a clear view into the supervisory demands firms face when distributing these pro...

  • $29

    How to Use Data to Drive Effective Oversight

    General Credits: 1

    Today’s compliance environment is increasingly data-driven, placing new demands on legal professionals advising financial firms. This CLE course focuses on the legal and governance implications of data use in compliance, offering attorneys a deeper understanding of how data analytics are reshaping...

  • $29

    Financial Management Regulatory Developments

    General Credits: 1

    This CLE course offers a focused look at the evolving legal and regulatory standards shaping financial responsibility in the securities sector. Using insights from the 2025 Regulatory Oversight Report, the session addresses key issues such as liquidity risk, net capital rules, and customer asset pr...

  • $29

    Artificial Intelligence: Opportunities and Use by Member Firms

    General Credits: 1

    The integration of artificial intelligence into financial services is no longer theoretical — it’s underway, expanding rapidly through tools like Generative AI and Large Language Models (LLMs). This course equips attorneys with a working understanding of how these technologies are being applied in...

  • $29

    Financial Crimes: Getting Ahead of the Adversaries

    General Credits: 1

    Today’s financial crime landscape is marked by rapid innovation—and increasing risk. This CLE program offers a strategic update for legal and compliance professionals navigating the growing complexity of fraud and money laundering in financial markets. This CLE course begins with a deep dive int...

  • $29

    Capital Formation Developments

    General Credits: 1

    As capital markets evolve, legal advisors play an increasingly strategic role in helping firms manage the intersection of innovation, regulation, and market opportunity. This session provides attorneys with a legal-focused exploration of current capital formation practices and the regulatory change...

  • $29

    Mitigating Impacts of Fraud and Scams Targeting Customers

    General Credits: 1

    In today’s fraud-prone financial environment, attorneys must be prepared to navigate the legal complexities of investor-targeted schemes. This course focuses on equipping legal professionals with the tools and insight needed to support clients through the full arc of a fraud incident—before, during...

  • $65

    Ethically Promoting Your Legal Practice: Rules, Risks, and Best Practices

    Ethics Credits: 2

    How can attorneys expand their practices without crossing ethical lines? This CLE program takes a practical look at the rules that govern lawyer advertising, solicitation, and client communications, offering clear guidance on what is permitted—and what isn’t. The session begins with a discussion...

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