Georgia Securities Law Bundle

CLE Accreditation Info

United Institute for Continuing Legal Education offers CLE courses accredited in many states throughout the country. Attorneys Georgia may earn 6 in-house credit hours with us. To view our accreditation details, please click here.

6.1 Credits
w/ 2.1 Ethics/Specialty Credits
Only $99
Courses Priced
Individually at $184
We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 Credit Hours of CLE Lectures including 1 hour of Ethics and 1 hour of Professionalism.
This CLE course will provide practical advice on how firms and registered representatives can better assess customers and securities in order to comply with suitability obligations as set down by FINRA Suitability Rule 2111 and the SEC’s Proposed Re...
General Credits:1
For attorneys, the balance between maintaining the highest ethical standards and satisfying their legal obligations to their clients can be difficult. This CLE course will help you learn how to do both by reaching the highest goals of ethical duties...
Prof Credits:1
Ethical codes of conduct for attorneys are quote strict and often pose challenging dilemmas, particularly when the clients are the ones causing them. This CLE course will review these codes and present potential dilemmas attorneys may face including...
Ethics Credits:1.1
Assessment of AML programs for potential pitfalls and vulnerability is critical for firms. This CLE course, presented by FINRA staff and industry experts, will explain regulatory trends and enforcement actions including those by the SEC and other ag...
General Credits:1
Enforcement trends and developments, priorities and principles that determine decision-making will all be discussed in this illustrative CLE course which utilizes real-life cases as examples. The course will provide guidance on compliance and regula...
General Credits:1
The sale of alternative investments include no small amount of due diligence obligations and effective practices. These include, but are not limited to, Private Placements, Regulation A+, Online Distribution Platforms, Opportunity Zone Funds Finders...
General Credits:1
6.1 Credits
w/ 2.1 Ethics/Specialty Credits
Only $99
United Institute for Continuing Legal Education offers CLE courses accredited in many states throughout the country. Attorneys Georgia may earn 6 in-house credit hours with us. To view our accreditation details, please click here.