Market Regulation and Transparency Services Priorities: What You Need to Know

Accreditation Wreath Icon IA
Iowa selected on map

Iowa CLE
Accreditation Info

United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

Join us for an engaging session where FINRA staff will provide comprehensive insights into the latest updates on market regulation and transparency priorities concerning equities, options, and fixed income compliance programs.

During this session, our esteemed panelists will discuss the following key topics:

  • Updates on market regulation and transparency priorities, encompassing ongoing initiatives and rulemaking efforts.
  • In-depth thoughts and perspectives from FINRA panelists on equities, options, and fixed income compliance programs.
  • Detailed information on important subjects such as manipulative trading, Reg Notice 22-27 (TRACE), fixed income fair pricing, and best execution.

Don't miss out on this opportunity to stay informed and gain valuable knowledge about the evolving landscape of market regulation and compliance.

Decorative Arc

United Makes CLE Easy

A puzzle in a hand

One.

Select Course Package

  • Unlimited CLE

    Enables you to fulfill multiple CLE cycles with one purchase.

  • One-Stop Bundles

    Our most popular courses bundled to save you time and money.

  • Build-A-Bundle

    Select the courses that interest you most while taking advantage of our bundle discount.

A clipboard with a checklist

Two.

Immediate Access to CLE Courses

Courses are available immediately upon checkout. You will have 24/7 access to your purchased courses during the lifetime of your subscription.

Courses can be started, stopped, and paused at any time.

A certificate

Three.

Instantly Print Your Certificate

You can immediately print your CLE certificate upon completion of a course.

A copy of your certificate will remain in your account and will always be accessible to you.

Decorative Arc

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options