Iowa CLE - Securities Law Courses

This is a listing of Securities Law CLE Courses for Iowa. Please make your selection below of Iowa CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

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Securities Law Courses

  • Navigating FinCEN’s New Rule on Residential Real Estate Transactions

    This CLE program offers a focused examination of FinCEN’s newly adopted residential real estate reporting requirements and the practical consequences for attorneys who structure, advise on, or close real estate transactions. The rule marks a substantial broadening of federal anti–money laundering regulation into the residential real estate sector, introducing mandatory reporting for certain all-cash and non-financed transactions involving entities and trusts. Attendees will explore the... More Info

    $29
    1General Credit
  • Representing the Startup Enterprise Through the “Four Stages” of Capital Formation

    Every startup’s growth story is marked by critical moments in securing outside investment, and the legal issues evolve as the company advances. This CLE program walks attorneys through the four stages of capital formation, highlighting what counsel must know to effectively represent an emerging enterprise. The journey begins with founders funding their own venture, then expands to friends-and-family contributions and, in some cases, crowdfunding campaigns targeting customers or online s... More Info

    $55
    2General Credits
  • How Innovators Can Operationalize the GENIUS Act

    The passage of the GENIUS Act marked a turning point in the treatment of digital assets, creating the first federal regulatory structure for stablecoins. In the months ahead, a wide range of federal agencies will take part in shaping this framework through notice-and-comment procedures. At the same time, financial institutions, fintech companies, and startups will be actively developing and scaling stablecoin operations within the broader crypto marketplace. This CLE program brings toge... More Info

    $29
    1General Credit
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