Mississippi CLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Mississippi. Please make your selection below of Mississippi CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Mississippi CLE
Accreditation Info
United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .
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Impact of the Supreme Court’s Decision in U.S. v. Salman on the Law of Insider Trading
How does the 2016 ruling in US v Salman impact decisions such as US v Newman and other insider trading issues? How does the personal benefit requirement work and in what way does it ease the government’s burden? This CLE course will explain when the relationship between tipper and tippee satisfies personal benefit and how to resolve these issues in the wake of the Salman case. More Info
$291General Credit -
Increasing Revenue for Your Clients and Yourself Through Franchising
Looking to increase your revenue through franchising? This CLE course will explain the advantages of franchising and its potential for success in the US. The types of businesses that can be franchised and the process for establishing a franchise system, including registration requirements in various states will be discussed. The Franchise Disclosure Document as well as duties and options as a franchise attorney will be presented. More Info
$291.3General Credits -
Insurance as a Tax, Financing and Capital Solution
Specialty insurance products are a useful tool to protect clients against potential tax liability in order to finance alternative assets or as a form of balance sheet capital for certain regulated companies. In this informative CLE course, Kenneth R. Pierce will discuss this issue as well as Reps and Warranties insurance to facilitate mergers and acquisitions. Pierce will provide case studies and transaction diagrams to illustrate novel ways to utilize insurance for a variety of purposes and pro... More Info
$551.75General Credits -
Introduction to Franchising Law
Whether you are representing a franchisor or a franchisee, it’s important for representing counsel to understand the basic legal considerations involved in franchising. This CLE course will present the legal definition of a franchise and review both state and federal laws which govern the franchise relationship. The course will provide resources for information on franchise brands, explain the pitfalls of becoming an accidental franchise and introduce the legal considerations to take i... More Info
$551.5General Credits -
Introduction to Structured Finance
An alphabet soup made up of RMBS, CMBS, CDOs, SIVs have been in the press for the last few years and while they perform an integral part of the capital markets, few know what they are. Some commentators and regulators have alleged that these sophisticated financial instruments were responsible for the Credit Crisis that nearly destroyed the global economy. What are these structured products, how do they work and who created them? New York attorney and subject matter expert Jack Chen... More Info
$291.3General Credits -
Introduction to the Fair Debt Collection Practice Act (FDCPA)
A detailed introduction to the Fair Debt Collection Act (FDCPA), this CLE course is presented by Harvey Rephen, who specializes in consumer protection from abusive and illegal debt collection. A compelling, overview of the FDCPA and an explanation of the various restrictions placed on debt collectors, this course will also explore the proper parameters of communication between debtors and third parties, prohibited practices, and civil liabilities with regards to collection agencies. More Info
$291.3General Credits -
Investing in the Cannabis Industry 101
With a special focus on key considerations and the art of navigating investments in the industry, this CLE course provides a comprehensive overview of the fastest growing industry in the US and abroad – cannabis. Indeed with legalization spreading across the country, the cannabis industry provides an incredible opportunity. But with that opportunity comes a particular landscape and legal nuances that must be taken into account before starting a venture. Presented by Brent Johnson, CEO of Hoban... More Info
$291General Credit -
Investment Companies Current Topics
This CLE course will address a variety of advertising compliance issues concerning registered investment companies. These may include mutual funds, ETFs and closed-end funds. FINRA staff and industry experts will present the compliance challenges related to complex products such as single stock ETFs, non-transparent ETFs and ESG focused investments and crypto futures funds,. The panel will also discuss regulatory interpretations and offer tips to stay in compliance. More Info
$291General Credit -
Key Insurance Coverage Considerations for Private Equity, Hedge Funds, Broker-Dealers and Investment Advisers
Purchasing insurance coverage is always a tricky business. What needs to be insured? How much coverage should you get? At what point are you under or over-insured? But in the investment management industry, where increased regulatory scrutiny, growth in investor activism and the threat of cyber breaches are everyday concerns, it is critical to review existing coverage to ensure it is adequate for the current climate. This CLE course, both instructive and interactive, will review key coverage iss... More Info
$291General Credit -
Legal Issues in Divorce Cases: Equitable Distribution, Spousal Maintenance and Child Support
New York has utilized New Jersey’s equitable distribution law as the basis for their laws instituting and applying equitable distribution in all divorces. This CLE course will address the current applicable statutory as well as recent case law on the topic and offer strategies to best argue for your client’s financial situation. The course will discuss child support and spousal maintenance taking into account current statutes and guidelines and recent applicable cases. The cour... More Info
$291.2General Credits
