Securities Law Bundle - Mississippi CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 6 Credit Hours of CLE Lectures including 1 hour of Ethics & Professionalism.

Printer Icon
Instantly Print
Your CLE Certificates
Device Icon
All Courses Available
iOS / Android / Web
Accreditation Wreath Icon MS
Instantly Print
Printer Icon
Your CLE Certificates
Decorative Arc
All Courses Available
Device Icon
iOS / Android / Web
Decorative Arc
Mississippi selected on map

Mississippi CLE
Accreditation Info

United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

Decorative arc
6
Credit Hours
of CLE Lectures
  • 1 Ethics
United Crest
Only $169
Save $33
Courses priced individually at $202
  • 1 Ethics

Securities Law Bundle Includes:

  • $55

    The Case Against Tipper X

    General Credits: 1.5

    On what he thought was a typical workday in New York City, Tom Hardin woke up, went to the gym and ran a few errands on the way to the office. And on his way, two FBI agents suddenly appeared, publicly flashed their badges and began questioning him about his job. Tom was shocked and confused an...

  • $29

    Leveraging Regulatory Technology for Your Firm

    General Credits: 1

    In this CLE, the panelists delve into the impact of RegTech on the securities industry, examining the associated benefits, risks, and regulatory factors. They explore a range of RegTech tools that can enhance compliance efforts, including the innovative Machine Readable Rulebook introduced by FINRA...

  • $55

    Current Communications with the Public Regulatory Issues

    General Credits: 1.5

    This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule. The course will address recent communications proposals and rule change...

  • $29

    Hot Topics in Municipal Securities and Other Fixed Income

    General Credits: 1

    During this CLE program, a wide range of essential aspects pertaining to fixed income securities will be covered. This includes examination priorities, common findings, and enforcement actions, as well as rulemaking specific to the fixed-income market. An update on SEC Rule 15c2-11 will also be pro...

  • $34

    Cybersecurity, Privacy, and Data Protection Issues: Ethical Considerations and New Requirements

    Ethics Credits: 1

    Several states are currently considering mandating CLE hours that concentrate on cybersecurity, privacy, and data protection. The obligation for lawyers to possess technology competency is not new, as many states have already adopted the American Bar Association (ABA) Model Rule's requirement. The...

Start Immediately
from your home, office, or smartphone!
Only $169
Decorative Arc

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options