Missouri MCLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Missouri. Please make your selection below of Missouri CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Missouri MCLE
Accreditation Info
Missouri attorneys may earn all 15 credits from the United Institute for Continuing Legal Education. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
A Guide to Ethical Billing Practices and Retainer Agreements
Retainer agreements and billing systems have evolved. And courts and disciplinary committees have taken notice. Today, Judges are more inclined to write down legal fees, and disciplinary authorities are questioning lawyers whose agreements and bills violate the rules. A sound retainer agreement and clear bills can contribute to a healthy client relationship. How to tighten up your retainers and bills to ensure smooth payment and keep client relationships in tact? Join Frankfurt Kurnit ethics... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Advantages of Bankruptcy for Corporations and Investors
Filing for bankruptcy may seem a last resort to many struggling companies and individuals. But there are myriad reasons, and even some advantages, to filing for Chapter 11. This CLE course will explain the many types of Bankruptcies and their advantages for corporations, investors and even debtors. The course will describe the tax advantages and explain various procedures such as reclassifying secured debt into unsecured debt, payment of interest and treatment of unsecured claims and the process... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Alternative Investments and Complex Products
Alternative investments and complex products have changed dramatically over the past few years. This CLE course will explain why it’s important to understand product features, characteristics and particularly their supervisory challenges. The course will explain the latest regulatory developments which are relevant to these complex products and alternative investments as well as the due diligence requirements and industry practices when recommending REIT securities and private placemen... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Attorney Professionalism in the Capital Markets and Financial Service Industry
This CLE course will explain the role of an attorney in capital markets. The course will explain legal opinions related to public and private offerings, issues related to serving as an advisor on a corporate board and a representative of officers, directors or shareholders in regulatory investigations and government proceedings. SEC Rule 102€, disciplinary proceedings, civil litigation and how to coordinate with other professionals such as CPA’s will all be addressed. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Business Interruption Coverage Post-Covid: Property and Business Interruption Claims and Forensic Accounting
Income losses from COVID-19 are a continued problem in industries throughout the US. Many, whether private organizations or public entities, have employed their Business Interruption insurance policy to offset the loss. This CLE course will present the current state of insurance claims for such interruptions and explain how to prepare, present and support a lost income claim. The course, presented by experienced professionals in the field of business interruption insurance, wil... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Can We Get Back to Business? The FDCPA and The Post-Covid World
As businesses begin to open their doors after the COVID shutdown, cash-flow, collections and receivables are once again at the forefront of people’s minds. How should business address receivables in consumer transactions? How did COVID impact the collection of receivables and what does the Fair Debt Collections Practices Act (FCPA) require? Is there a difference between commercial and consumer collections? This CLE course will review the FDCPA, explain the new rulings and case... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Chinese Investment in U.S. Real Estate
Chinese nationals seeking safe investment opportunities abroad have begun flocking to the US property market. The legal issues associated with issues such as taxes, corporate formation, transfer of funds, reporting and disclosure requirements, immigration and national security are all affected by this practice. This CLE will review all of these issues as well as examine legal strategies to avoid problems post-acquisition by addressing these issues proactively. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Common Examination Findings and Compliance Effective Practices for Institutional Firms
In this CLE course, industry practitioners will offer their experiences during FINRA cycle examinations, the corrective action taken and compliance procedures and practices based on their experiences. The course will provide expert guidance on preparing for the examination, the common deficiencies to be aware of, the examination process itself and how to facilitate it, and how to initiate procedural controls in response to the most common deficiencies noted. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Common Examination Findings and Effective Compliance Practices
FINRA cycle examinations can be nerve-wracking. Be prepared with this comprehensive CLE course on the most deficiencies noted during examinations and best practices for taking corrective action and updating compliance procedures. The course will discuss the most common findings in regulatory areas, identify controls and processes to address deficiencies and evaluate regulatory areas that require attention. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
Focused specifically on medium and large firms, this CLE course addresses common deficiencies uncovered FINRA examination and proactive measures that can be taken in response to exam recommendations. Senior staff explain the exam process, how to facilitate it and best practices when undergoing the process. The course will explain techniques to strengthen the current compliance program and prepare for your next examination. More Info
$291General Credit
