Securities Law 12 Credit Bundle - New Jersey CLE

We have selected our most popular lectures and bundled them together into our NJ Securities Law 12 Credit Bundle. This Bundle contains 12 Credit Hours of NJ CLE Courses with 5 hours of Ethics and Professionalism which includes 2 hours of Diversity, Inclusion, and Elimination of Bias. Simply click the "Buy Now" button and checkout!

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New Jersey CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a New Jersey Accredited CLE Provider. To view our full accreditation details please .

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12.4
Credit Hours
of CLE Lectures
  • 3.6 Ethics
  • 2.2 Diversity/Inclusion
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Only $199
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Courses priced individually at $344
  • 3.6 Ethics
  • 2.2 Diversity/Inclusion

Securities Law 12 Credit Bundle Includes:

  • $29

    Form CRS: Practical Considerations for Attorneys

    General Credits: 1.1

    A CRS is a new, 2-4 page disclosure document that SEC-regulated firms are required to deliver to their clients. Adopted to help investors understand the various standards of care that apply to their financial professionals (investment advisers vs. broker-dealers vs. dual registrants), as well as po...

  • $34

    Understanding Diversity, Equity and Inclusion: How the Law Created Inequity

    Diversity/Inclusion Credits: 1.1

    Efforts to equalize opportunity are often encapsulated by the words “diversity, equity and inclusion”. The need and purpose for DEI requires an understanding of how inequality is embedded into the law. This CLE course will explain the many laws and judicial pronouncements that have made inequal...

  • $34

    Ethics in Modern Day Legal Practice: The Current Hot Ethical Topics Found in Client Grievances and Malpractice Suits

    Ethics Credits: 1.3

    Ethical issues are constantly evolving and modern day legal practices need to stay current. This informative CLE course will address the latest trends in ethics with a particular focus on the rules that govern attorney conduct. The course will explore how the rules apply to an ever-changing landsca...

  • $34

    Ethical Referral Fees: A 50 State Survey

    Ethics Credits: 1.2

    Fee sharing, when done correctly, is an ethical approach to providing a better outcome for clients. This CLE course will present the various regulatory frameworks that states utilize in determining referral fees for fee sharing. Designed to provide attorneys with a working understanding of how...

  • $29

    Current Issues Under Regulation Best Interest and Form CRS

    General Credits: 1.1

    A dynamic forum brings together regulators and industry practitioners, fostering discussions that encompass a wide range of current topics and valuable lessons derived from experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). These exchanges of insights d...

  • $29

    Compliance and Legal Trends

    General Credits: 1.1

    This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are...

  • $29

    Capital Formation: Current Regulatory Landscape and Challenges

    General Credits: 1.1

    Join us for an informative session where you can expand your knowledge on the regulatory landscape, potential challenges, and available resources for firms in the context of capital formation. In this CLE program, we will cover the following topics: Exploring the current regulatory landscape Ex...

  • $29

    Leveraging Regulatory Technology for Your Firm

    General Credits: 1.1

    In this CLE, the panelists delve into the impact of RegTech on the securities industry, examining the associated benefits, risks, and regulatory factors. They explore a range of RegTech tools that can enhance compliance efforts, including the innovative Machine Readable Rulebook introduced by FINRA...

  • $29

    Market Regulation and Transparency Services Priorities: What You Need to Know

    General Credits: 1.1

    Join us for an engaging session where FINRA staff will provide comprehensive insights into the latest updates on market regulation and transparency priorities concerning equities, options, and fixed income compliance programs. During this session, our esteemed panelists will discuss the followin...

  • $34

    Ethics in the Digital Era: What Attorneys Need to Know

    Ethics Credits: 1.1

    Data breaches are becoming increasingly common, posing a great challenge to law firms. Between the Ethical Rules of Conduct, your individual state’s regulations on professional conduct and the potential for financial and other penalties, it’s critical to recognize and take steps to prevent as well...

  • $34

    Being a DEIA Agent of Change in The Legal Workplace and Beyond

    Diversity/Inclusion Credits: 1.1

    This introductory CLE course on Diversity, Equity, Inclusion and Accessibility (DEIA) offers a comprehensive legal overview of various related concepts and initiatives. The course will open with the definition and legal history of DEIA as well as some relevant background. Going as far back in h...

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