Managing Your Client’s Series A Offering of Securities: A Step by Step Guide

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North Carolina CLE
Accreditation Info

National Academy of Continuing Legal Education is a Sponsor (5258) of CLE courses, approved by the North Carolina State Bar Board of Continuing Legal Education. Attorneys may earn all required NC CLE credits from the United Institute for Continuing Legal Education. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

Before a start-up or early stage company is ready for its first round of venture capital, known as a Series A Round or Series A Offering, it typically goes through a number of informal financing rounds. To that end, companies will turn to founders, friends and even family members. If it’s successful however, the Series A offering of securities will involve a series of steps.

This informative CLE course will offer a complete overview of the process including:

  • reviewing and updating a client’s capitalization table
  • drafting and negotiating term sheets with investors
  • amending a client’s organizational documents
  • drafting subscription agreements and other critical investment documents
  • registering a client for the SEC’s EDGAR database
  • filing Form D sales reports
  • determining the proper and relevant SEC and state law securities exemptions
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