Virginia Securities Law Bundle

CLE Accreditation Info

Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view NACLE’s accreditation details, please click here.

8½ Credits
w/ 2.5 Ethics
Only $149
Courses Priced
Individually at $273

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 8 Credit Hours of VA CLE Lectures - Including 6 General Credits and 2 Ethics Credits. *COVID update: The Supreme Court of Virginia has issued an order extending the 2020 MCLE deadline from October 31st to December 31st.

The Bitcoin network came into existence in 2009 and since then, internet currencies have made incredible strides. Their credibility is such that cryptocurrencies are accepted as secure forms of payment, they can be digitally stored and do not requir...
General Credits:1
How a rule becomes a regulation and other fascinating insights into the FINRA Retrospective Rule Review process will be presented in this comprehensive CLE course. The course will explain upcoming rule changes, regulatory initiatives and how the adv...
General Credits:1
For attorneys, the balance between maintaining the highest ethical standards and satisfying their legal obligations to their clients can be difficult. This CLE course will help you learn how to do both by reaching the highest goals of ethical duties...
Ethics Credits:1
The practice of law involves interactions with a wide assortment of people from clients and opposing counsel to judges and courtroom staff. This CLE course will present the impact of civility on these interactions and how the rules of professional c...
Ethics Credits:1.5
The sale of alternative investments include no small amount of due diligence obligations and effective practices. These include, but are not limited to, Private Placements, Regulation A+, Online Distribution Platforms, Opportunity Zone Funds Finders...
General Credits:1
Assessment of AML programs for potential pitfalls and vulnerability is critical for firms. This CLE course, presented by FINRA staff and industry experts, will explain regulatory trends and enforcement actions including those by the SEC and other ag...
General Credits:1
On-the-record interviews (OTR’s) are a key technique for Financial Industry Regulatory Authority investigations. This CLE course will explain FINRA’s OTR methodologies and how to best prepare to represent witnesses during these types of proceedings....
General Credits:1
This CLE course will provide practical advice on how firms and registered representatives can better assess customers and securities in order to comply with suitability obligations as set down by FINRA Suitability Rule 2111 and the SEC’s Proposed Re...
General Credits:1
8½ Credits
w/ 2.5 Ethics
Only $149
Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view NACLE’s accreditation details, please click here.