Securities Law Bundle - Virginia CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle. This Bundle contains 8 Credit Hours of VA CLE Lectures - Including 6 General Credits and 2 Ethics Credits.

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Virginia MCLE
Accreditation Info

Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view our full accreditation details please .

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8
Credit Hours
of CLE Lectures
  • 3 Ethics
United Crest
Only $149
Save $91
Courses priced individually at $240
  • 3 Ethics

Securities Law Bundle Includes:

  • $29

    The Basics of Blockchain and Cryptocurrency in Estate Planning

    General Credits: 1

    The Bitcoin network came into existence in 2009 and since then, internet currencies have made incredible strides. Their credibility is such that cryptocurrencies are accepted as secure forms of payment, they can be digitally stored and do not require a bank or middleman. This CLE course will presen...

  • $29

    Market Regulation Priorities

    General Credits: 1

    Current regulations and new rules have shifted market regulation priorities. This CLE course will offer an update on recent initiatives and rules and how they impact the priorities of today. The course will be presented by FINRA panelists who will offer insights on equities, options and fixed incom...

  • $29

    FINRA’s Examination and Risk Monitoring Program

    General Credits: 1

    A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and...

  • $29

    Fraud Detection and Prevention

    General Credits: 1

    Even fraud has fashion trends. This CLE course will present recent or noteworthy fraud cases and how these trends impact the financial services industry. The course will focus on frauds that impact the brokerage industry, offer strategies for identifying problematic situations and explain the proce...

  • $95

    Third Annual Litigation Ethics Summit

    Ethics Credits: 3

    Even under normal circumstances, the application of ethics during litigation is challenging. But during times of upheaval, with a downward pressure on fees it becomes even more difficult. The current work from home environment also contributes, adding to compliance risk. Where’s the line between ly...

  • $29

    Guiding Witnesses Through The Minefield of FINRA On-The-Record Interviews (OTRs)

    General Credits: 1

    On-the-record interviews (OTR’s) are a key technique for Financial Industry Regulatory Authority investigations. This CLE course will explain FINRA’s OTR methodologies and how to best prepare to represent witnesses during these types of proceedings. The course will explain the overall goals of FINR...

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