Securities Law Bundle w/Webinars - Virginia CLE

We have selected our most popular lectures and bundled them together into our Securities Law Bundle w/Webinars. This Bundle contains 8 hours of VA approved on-demand courses including 2 hours of ethics and an additional 4 credits of Live Interactive Webinar classes that can be used for any of the upcoming events on our webinar calendar.

Device Icon
All Courses Available
iOS / Android / Web
Accreditation Wreath Icon VA
Decorative Arc
All Courses Available
Device Icon
iOS / Android / Web
Decorative Arc
Virginia selected on map

Virginia MCLE
Accreditation Info

Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view our full accreditation details please .

Decorative arc
12
Credit Hours
of CLE Lectures
United Crest
Only $199
Save $177
Courses priced individually at $376

Securities Law Bundle w/Webinars Includes:

Calendar iconView upcoming live interactive webinar calendarView upcoming live interactive webinar calendar
  • $95

    Third Annual Litigation Ethics Summit

    Ethics Credits: 3

    Even under normal circumstances, the application of ethics during litigation is challenging. But during times of upheaval, with a downward pressure on fees it becomes even more difficult. The current work from home environment also contributes, adding to compliance risk. Where’s the line between ly...

  • $29

    Regulation Best Interest and Form CRS: Recent Observations and What to Expect

    General Credits: 1

    This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help w...

  • $29

    Overview of FinTech Regulation and Compliance

    General Credits: 1

    Companies that utilize new technology to automate and improve the delivery of financial services, known as FinTech, face many challenges. This CLE course will explain the core principles and regulatory issues in the US which govern the primary aspect of financial services such as funds, securit...

  • $29

    Gamification, Social Media, and Digital Communications Perspectives

    General Credits: 1

    Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification features on broker-dealers’ apps and websites....

  • $29

    Market Regulation Priorities

    General Credits: 1

    Current regulations and new rules have shifted market regulation priorities. This CLE course will offer an update on recent initiatives and rules and how they impact the priorities of today. The course will be presented by FINRA panelists who will offer insights on equities, options and fixed incom...

  • $29

    Enforcement Developments

    General Credits: 1

    This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practices. The course will also present important deci...

Right ArrowView upcoming live interactive webinar calendarView upcoming live interactive webinar calendar
Start Immediately
from your home, office, or smartphone!
Only $199
Decorative Arc

Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

Customize OptionsRight ArrowCustomize Options