Virginia Securities Law Bundle w/Webinars

CLE Accreditation Info

Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view NACLE’s accreditation details, please click here.

12 Credits
w/ 3 Ethics & 4 Webinar
Only $199
Courses Priced
Individually at $240

We have selected our most popular lectures and bundled them together into our Securities Law Bundle w/Webinars. This Bundle contains 8 hours of VA approved on-demand courses including 2 hours of ethics and an additional 4 credits of Live Interactive Webinar classes that can be used for any of the upcoming events on our webinar calendar.

Even under normal circumstances, the application of ethics during litigation is challenging. But during times of upheaval, with a downward pressure on fees it becomes even more difficult. The current work from home environment also contributes, addi...
Ethics Credits:3
This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process...
General Credits:1
Companies that utilize new technology to automate and improve the delivery of financial services, known as FinTech, face many challenges. This CLE course will explain the core principles and regulatory issues in the US which govern the primary a...
General Credits:1
Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification...
General Credits:1
Current regulations and new rules have shifted market regulation priorities. This CLE course will offer an update on recent initiatives and rules and how they impact the priorities of today. The course will be presented by FINRA panelists who will o...
General Credits:1
This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practice...
General Credits:1
12 Credits
w/ 3 Ethics
Only $199
Courses purchased through the United Institute for Continuing Legal Education are provided and fully accredited by The National Academy of Continuing Legal Education, an approved Virginia State Bar MCLE Accredited Sponsor. To view NACLE’s accreditation details, please click here.