Every startup’s growth story is marked by critical moments in securing outside investment, and the legal issues evolve as the company advances. This CLE program walks attorneys through the four stages of capital formation, highlighting what counsel must know to effectively represent an emerging enterprise.

The journey begins with founders funding their own venture, then expands to friends-and-family contributions and, in some cases, crowdfunding campaigns targeting customers or online supporters. From there, startups typically seek larger private placements from angel investors, venture capital firms, and other institutional players under SEC Regulation D. For those that reach maturity, the final stage involves going public—either through a traditional IPO or a streamlined “mini-offering” under SEC Regulation A.

This fast-paced presentation blends practical guidance with real-world examples to help attorneys anticipate issues, ensure compliance, and support startups throughout each phase of their fundraising efforts.