Advertising Compliance Bootcamp: Select Topics

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Colorado CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a Certified Provider of CLE as recognized by the Colorado Supreme Court Continuing Legal and Judicial Education Committee. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

This CLE course will address the issues of content violations, disclosure and performance standards of SEC Rules. The course will also explain the current standards for variable insurance product communications, and offer expert guidance as they relate to options communications, rankings presentations, and the fundamental concepts of digital communications such as social media.

The course will ensure you understand how to comply with FINRA Rule 2210’s content standards and can apply the SEC Rules in investment company communications. The course will explain applicable standards to insurance products and offer a do’s and don’ts to help you avoid pitfalls and mitigate risks.

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