Advertising Compliance Bootcamp: Select Topics

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South Dakota CLE
Accreditation Info

CLE is voluntary for South Dakota attorneys. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

This CLE course will address the issues of content violations, disclosure and performance standards of SEC Rules. The course will also explain the current standards for variable insurance product communications, and offer expert guidance as they relate to options communications, rankings presentations, and the fundamental concepts of digital communications such as social media.

The course will ensure you understand how to comply with FINRA Rule 2210’s content standards and can apply the SEC Rules in investment company communications. The course will explain applicable standards to insurance products and offer a do’s and don’ts to help you avoid pitfalls and mitigate risks.

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One.

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Two.

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Courses are available immediately upon checkout. You will have 24/7 access to your purchased courses during the lifetime of your subscription.

Courses can be started, stopped, and paused at any time.

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You can immediately print your CLE certificate upon completion of a course.

A copy of your certificate will remain in your account and will always be accessible to you.

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