Options Markets: Recent Regulatory Issues

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Connecticut MCLE
Accreditation Info

United Institute for Continuing Legal Education is an accredited sponsor of CLE across the United States. To view our full accreditation details please .

All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

This comprehensive CLE course will feature FINRA staff and industry panelists as they discuss the regulatory issues that are currently impacting the options market. The course will explain the recent initiatives as well as the supervision of options trading in customer accounts.

The course will also help you to identify effective controls, procedures and technology processes.

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Courses are available immediately upon checkout. You will have 24/7 access to your purchased courses during the lifetime of your subscription.

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Want Different Options?

For a custom suite of courses, our custom CLE option satisfies your CLE cycle requirements in one easy step.

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