Current Communications with the Public Regulatory Issues

Accreditation Wreath Icon AL
SKU: SEC031
All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule.

The course will address recent communications proposals and rule changes as well as provide an understanding of the new marketing rule that will impact firm communications.
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