Cybersecurity Compliance Issues: What You Need to Do and How You Can Do It

Accreditation Wreath Icon AL
SKU: LPM1200
All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

The dangers posed by cyber-security breaches has been felt in every industry, every branch of government and even private individuals. For general counsel and compliance officers, it is perhaps the primary concern facing them today. This CLE course will present the regulatory environment for the financial services industry as it compares to other industries and examine the standards, audits, and ethical responsibilities they entail as well as explain how to conduct employee training and examine vendor contracts. The course will offer a comprehensive review of the regulatory requirements from the SEC, FTC, NY Department of Financial Services and other agencies. Industry Standards, AICPA, NIST and SOC Reports and People will be discussed.

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