Hot Topics in FinTech

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All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

FinTech (Financial Technology) is a dynamic, growing industry that seems to have been on fast-forward in recent years. This CLE course, presented by FINRA staff and industry practitioners, will explain how FinTech is defined by various stakeholders in the industry as well as new, innovative ways that firms are integrating FinTech into their business models.

The course will address the critical importance of implementing a firm compliance structure in order to address regulatory obligations. The course will explain the various benefits and potential issues with regards to customer engagement through platform design and will also address the potential threats that customers and firms need to be aware of as they start to delve into this technology-based environment.

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