CLE Course Details

Impact of the Supreme Court’s Decision in U.S. v. Salman on the Law of Insider Trading

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Price: $29
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  • Description
    How does the 2016 ruling in US v Salman impact decisions such as US v Newman and other insider trading issues? How does the personal benefit requirement work and in what way does it ease the government’s burden? This CLE course will explain when the relationship between tipper and tippee satisfies personal benefit and how to resolve these issues in the wake of the Salman case.
  • Instructor Bio

    Ralph Siciliano

    As head of the Tannenbaum Helpern Syracuse & Hirschtritt's Governmental and Regulatory Investigations Practice, Ralph Siciliano represents investment advisors, private funds, broker-dealers and their associated persons, and officers and directors of publicly held companies in connection with investigations and enforcement proceedings brought by federal and state authorities and self-regulatory organizations, including the SEC, CFTC, FINRA, offices of the United States Attorney, and State Attorneys General. Having held senior enforcement positions in the New York Office of the U.S. Securities and Exchange Commission, Ralph has extensive experience dealing with federal and state regulatory agencies and self-regulatory organizations. Ralph also represents officers and directors of public companies and financial services institutions and individuals in securities-related litigations, including the defense of class actions, shareholder derivative actions and claims by bankruptcy trustees. Ralph also has served as counsel to Audit Committees and other Special Committees of the Boards of Directors of public and not-for-profit corporations in connection with corporate governance issues.

    Ralph has been selected for inclusion in New York Super Lawyers for 2011-2013.