Lecturer Bios
Michael MacPherson Esq.
Michael MacPherson is a Senior Advisor in FINRA Member Supervision and primarily supports the Risk Monitoring Group. Mr. MacPherson represents FINRA in interactions with internal and external stakeholders regarding Financial/Operational matters.
Prior to his employment at FINRA, Mr. MacPherson served as a Director in the Regulatory Reporting at National Financial Services, and as a Senior Vice President in the Regulatory Reporting department at Citigroup. Mr. MacPherson holds a bachelor’s degree in Finance from St. John’s University and maintains a Series 27 license.
Frank Jordan
Frank serves as Wolfe Research’s Chief Financial Officer and FinOp for Wolfe Research Securities. Frank is a member of the Firm’s Executive and Operating Committees. He is responsible for the management and oversight of the firm’s financial operations including financial statements, tax returns, budgeting, and FP&A processes as well as payroll and accounting.
Prior to joining Wolfe in 2024, Frank previously was Controller of Tiptree inc. and Managing Director and Chief Financial Officer of Cowen Inc.’s broker-dealer entities. Additionally, he has worked as a Controller at Bloomberg LP and Controller at Bream Capital.
Frank obtained a B.S. in Accounting from City University of New York, Staten Island, and holds a FINRA Series 27 license, He currently lives in Long Island with his wife and two young children.
Anthony Vinci
Anthony Vinci, based in New York, NY, US, is currently a Senior Director, Office of Financial and Operational Risk Policy at FINRA. Anthony Vinci brings experience from previous roles at FINRA, Mirae Asset Securities (USA) Inc. and GFI Group. Anthony Vinci holds a Pace University - Lubin School of Business. With a robust skill set that includes Crypto, Broker-Dealer Operations, Broker-Dealer Compliance, Liquidity Management, Series 27 and more. Anthony Vinci has 4 emails on RocketReach.
