Indiana CLE - Business Law Courses
This is a listing of Business Law CLE Courses for Indiana. Please make your selection below of Indiana CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Indiana CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Approved CLE Sponsor (106648) by the Indiana Commission For Continuing Legal Education. To view our full accreditation details please .
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Enforcement Initiatives, Developments and Priorities
FINRA’s newly restructured Enforcement department, its workings and the various enforcement groups comprised will be the focus of this informative CLE course. The course will highlight recently-implemented changes to business processes and trends in enforcement as well as the principles that guide them. Panelists will present crucial settlements that illustrate FINRA’s top priorities, offer guidance on regulatory and compliance procedures and provide insight on managing enforcement investigation... More Info
$291General Credit -
Estate and Financial Planning For Clients Living With Chronic Illness
Chronic illnesses, many of which are undetectable to the naked eye, can profoundly impact a person’s life. This CLE course will explain some of the most common chronic illnesses and their repercussions and explain how the factors effecting your client should be assessed and applied when planning their financial future. The course will offer tips and strategies for gaining the necessary information from your client to properly understand the ramifications of the illness including life expectanc... More Info
$291General Credit -
Ethical Considerations: Retainers and Disclaimers in Cannabis Law
The ethical issues related to cannabis are many, and rising. With a review of emerging issues in the realm of ethics, whether at the federal or state level as well as New York’s recent guidance on attorney ethics, and specific aspects of the ABA, this CLE course provides the most comprehensive overview of the issues at stake. The course will also present scenarios which provide the distinction between business and legal advice and explains the use of an engagement letter, retainer agreements and... More Info
$341Ethics Credit -
Exempt Offerings
Designed to address industry and regulatory developments related to Reg D and Reg A+ offerings, this CLE course will address recent regulatory findings and common concerns. The course will also offer practical information and best practices for firms offering these products to retail investors. A discussion of Regulatory Notices 20-21 and 21-26 will be included. More Info
$291General Credit -
FINRA’s Examination and Risk Monitoring Program
A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and risk monitoring programs and review risk monitoring activities. The course will present what expectations you should have form the exam program and planning process and provide informati... More Info
$291General Credit -
Five Steps to Protect Your Firm from Catastrophic Cyber Attacks
Protecting your firm from cyber-attacks has become increasingly difficult, and increasingly imperative. With cyberattacks on the rise, all businesses are at risk. This CLE course will present 5 critical steps to protect client data and stop cyber-attacks from accessing information. The steps presented will increase your security overall as well as lessen the likelihood you will be a victim of cyber-criminals. More Info
$291General Credit -
FMLA Checklist: Step-By-Step Compliance
Compliance with FMLA can be a complex process that can trip up even the most seasoned HR professional. This CLE course will present an in-depth checklist, including step-by-step procedures, to ensure an understanding of compliance obligations, how to meet and administer them in the workplace. The course will provide a fully comprehensive understanding of the legal requirements of the FMLA as they relate to leaves of absences and benefits including leave eligibility, definitions of key terms such... More Info
$291General Credit -
Franchise Law: Five Issues Facing Franchisors and Franchisees
Today’s consumer market is filled with franchises. Whether in food services, clothing retailers, electronic or automotive sales, most businesses are led by franchises. As a result, there are numerous legal issues facing franchise businesses, both for franchisers and franchisees. This CLE course will examine the most crucial issues facing franchise businesses including personal guarantees, relationship termination, statutes of limitations and injunctive relief. The course will also review issues... More Info
$291General Credit -
Franchise Law: Representing Franchisees from Courtship to Divorce
Given the great disparity in negotiating power and the method by which franchise documents are drafted, franchisees are notoriously at a disadvantage. This course will look at the relevant federal and state laws and advise attorneys representing franchisees pre-sale, in-term and post-term. More Info
$291General Credit -
Gamification, Social Media, and Digital Communications Perspectives
Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification features on broker-dealers’ apps and websites. The course will consider the impact on notifications and alerts, digital marketing and the impact of social media, particularly during the pandemic and beyond. The course will explain h... More Info
$291General Credit
