Iowa CLE - Corporate Law Courses

This is a listing of Corporate Law CLE Courses for Iowa. Please make your selection below of Iowa CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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Iowa CLE
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United Institute for Continuing Legal Education is a provider of accredited CLE courses throughout the country. To view our full accreditation details please .

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  • Keeping Current With Fixed Income Securities

    With regulatory scrutiny intensifying across the fixed income marketplace, this CLE session provides legal professionals with the tools to stay current and compliant. Hear directly from FINRA and MSRB staff as they explore how recent developments are influencing firm operations and legal obligations. The session will unpack current trends, highlight regulatory priorities, and offer insights into effective firm practices. Discussion will span a range of legal issues, including the latest... More Info

    $29
    0.75General Credit
  • Communication Supervision Trends and Effective Practices

    In today’s rapidly changing regulatory environment, effective supervision of communications is more crucial than ever. This session will explore the latest trends and regulatory developments in communications supervision, with a particular focus on emerging platforms like social media, mobile apps, and other off-channel communication methods. Drawing on recent examination results, our expert panel will discuss the evolving supervisory landscape and offer actionable strategies for legal profess... More Info

    $29
    0.75General Credit
  • Filing Requirements and Due Diligence Obligations for Public Offerings and Private Placements

    In this session, FINRA experts and seasoned industry professionals provide a thorough overview of the regulatory requirements and best practices for handling both registered and unregistered securities offerings. Focused on providing actionable insights, this course will equip lawyers with the tools necessary to navigate complex compliance challenges and minimize risks in securities transactions. What You Will Learn: Understanding Filing Obligations: Key differences between registere... More Info

    $29
    0.75General Credit
  • Mastering Contract Law: Navigating UCC and FAR Essentials

    Unlock the core principles of contract law in this engaging CLE course, designed to clarify the distinct roles of the Federal Acquisition Regulations (FAR) and the Uniform Commercial Code (UCC). The FAR governs procurement with a consistent approach across all federal agencies, whereas the UCC, molded by each state’s adoption, shapes the landscape of commercial transactions. Through a dynamic mix of case law analysis, real-world illustrations, and regulatory breakdowns, this program off... More Info

    $29
    1General Credit
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