Missouri MCLE - On-Demand Courses
This is a listing of CLE Courses for Missouri. Please make your selection below of Missouri CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Missouri MCLE
Accreditation Info
Missouri attorneys may earn all 15 credits from the United Institute for Continuing Legal Education. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
NYS Compassionate Care Act, NJ Compassionate Use Act and Proposed Amendments
With New York’s Compassionate Care Act and New Jersey’s Compassionate Use Act both poised for expansion, an in-depth view of both of these programs as well as the potential impact of the changes they may undergo, is essential. This CLE course will begin with an in-depth explanation of each as well as additional qualifying conditions, product line additions and the potential for additional registered dispensaries. The course will also explain the impact of the various legislation expansions a... More Info
$552General Credits -
On-DemandOnline & iOS/Android App
Outside Business Activities and Private Securities Transactions
Designed to guide attendees on best practices for supervising private security transactions and monitoring outside business activities, this CLE course presented by FINRA panelists will also address common OBA deficiencies found during examinations. Procedures for identifying, documenting and disclosing OBA’s as well as rule changes for OBA’s and PST’s will be discussed. The course will help attendees understand the myriad challenges presented by OBA’s and PST’s and how to monitor and supervise... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Overview of Adult Use Legislation in New York & New Jersey
Pending bills in New York and New Jersey related to taxation and legalization of cannabis are poised to have a striking impact on the medical industry. This CLE course will explain both New York’s pending Marijuana Regulation and Taxation Act (MRTA) and the pending legalization bill in New Jersey as well as the issues that stand in the way of legalization. The course will provide a view of what an inclusive, regulated cannabis industry would mean and differentiate between legalization and decrim... More Info
$552General Credits -
On-DemandOnline & iOS/Android App
Protecting Your Cannabis Intellectual Property
The cannabis business and its related assets is becoming a lucrative venture. This CLE course will explain intellectual property law as it relates to trademarks, copyrights, patents and licensing and which types of cannabis businesses fall within the parameters of trademark protection. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
The Realities of Regulation: Regulating Adult Use After Legalization
From college student activist to small business entrepreneur, lobbyist and policy writer for Colorado’s groundbreaking legalization bill, Commissioner Shaleen Title has had a storied history, all of which brought her to her current role as Commissioner of the Massachusetts Cannabis Control Commission. In this riveting CLE course, she will explain the origins of the commission and the complexity of the political and economic structure within which regulations are built. Commissioner Title will r... More Info
$551.75General Credits -
On-DemandOnline & iOS/Android App
Common Examination Findings and Effective Compliance Practices
FINRA cycle examinations can be nerve-wracking. Be prepared with this comprehensive CLE course on the most deficiencies noted during examinations and best practices for taking corrective action and updating compliance procedures. The course will discuss the most common findings in regulatory areas, identify controls and processes to address deficiencies and evaluate regulatory areas that require attention. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
Focused specifically on medium and large firms, this CLE course addresses common deficiencies uncovered FINRA examination and proactive measures that can be taken in response to exam recommendations. Senior staff explain the exam process, how to facilitate it and best practices when undergoing the process. The course will explain techniques to strengthen the current compliance program and prepare for your next examination. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Effective Processes for Suspicious Activity Monitoring and Investigations
This fascinating and timely CLE course provides guidance on suspicious activity monitoring and investigations in anti-money laundering. Panelists will provide a firm understanding of the AML regulations and program requirements, best practices for identifying and reporting suspicious activity, evaluate firm procedures and stay updated on AML regulations expectations. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Implementing a Risk-Based Program and Identifying Red Flags
Designed to provide insight on implementing an effective risk-based branch office inspection office, this CLE course will explain FINRA’s Member Regulation Department approach to executed examinations, provide strategies for preparing for and learning from exams and explain how FINRA uses tools and technology to support and modernize the risk-based examination framework. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Suitability, Supervision and Surveillance
Panelists for this CLE course will present key issues regarding compliance with the suitability rule and provide advice on how firms and registered representatives can better analyze customers in order to do so. The course will discuss industry trends and how they intersect with suitability requirements such as senior customers, IRA rollovers, concentration levels, online recommendations and sales of complex products. The panelists will compare and contrast how broker-dealers use different busin... More Info
$291General Credit
