New Hampshire MCLE - Business Law Courses

This is a listing of Business Law CLE Courses for New Hampshire. Please make your selection below of New Hampshire CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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New Hampshire MCLE
Accreditation Info

New Hampshire attorneys must self-determine whether a program is eligible for credit and self-report their attendance. The United Institute for Continuing Legal Education believes that its courses meet the requirements of NH Supreme Court Rule 53 and qualify towards the annual NHMCLE requirement. To view our full accreditation details please .

All Courses

Basic Business Lawyering For Small Company Clients

Small companies have specific legal concerns, and they are not always the same as those that apply to medium or large companies. Their legal needs may differ as well. This informative introductory CLE course will help new attorneys planning to practice business law as well as seasoned attorneys looking to pivot to the area and represent smaller companies, typically described as those with less than $100M annual revenue and fewer than 500 employees, with the skills to navigate these are... More Info

$107

3.6General Credits
The Rise of The Machines: A Lawyer's Guide to Avoiding Legal Extinction

Designed for both novice and seasoned attorneys alike, this CLE course will offer a basic overview to the ways in which Artificial Intelligence (AI) can transform legal tasks. Participants will be given the knowledge and perspective needed to successfully integrate AI into their work successfully, ensuring their practice remains competitive and relevant. The course begins with a breakdown of AI and Machine Learning (ML), and explains each one’s practical legal applications. The course... More Info

$29

1General Credit
The Business Side Of Your Plaintiffs Practice: Survival In The Dark Days and What To Do When The Sun Shines

Led by a panel of seasoned attorneys with vast experience managing their litigation practice, this informative CLE course will offer their insights in efficiently and effectively managing a litigation law practice in today’s environment. The course will focus on small and more medium sized firms and address a series of management issues with an emphasis on overseeing intake, case load, and operations. The course will also address attracting and processing new clients and the intricacies... More Info

$29

1General Credit
International Intellectual Property Transactions in Many Countries

Beginning with a brief review of the fundamentals of intellectual property categories recognized under US law, as well as those of many other countries, and the methods for internationally registering associated intellectual property, this CLE course will then delve deeper into a discussion of issues relating to why protection under these categories is insufficient. The course will address developing business activities that are difficult condense into the traditional IP categories, an... More Info

$55

1.6General Credits
Unusually Important Federal Tax Cases: What Attorneys Need to Know

This CLE program delves into six recent federal taxation cases that hold significant importance for tax attorneys. It offers valuable insights for business law attorneys navigating the complexities of federal taxation. By examining court opinions, participants will gain an understanding of how federal tax law evolves in contrast to legislative and regulatory processes. The cases discussed in this program encompass various taxation topics including: Valuation of family-held S corporat... More Info

$55

2General Credits
Mortgage Mayhem: What Attorneys Need to Know About Loan Applicant Protections

Purchasing a home is perhaps the most confusing, time consuming, stressful and yet infrequent transaction your clients will face. As a result, most consumers don’t bother to delve too deeply into the nuances, and simply rely on their loan officer to protect their interests. This is a mistake. For a loan officer, home loans are a “zero-sum” game for the loan officer – the loan either closes or it doesn’t. They earn their commission, or they don’t. Loan officers therefore tend to stack as many a... More Info

$29

1General Credit
New Jersey Attorney Trust And Business Accounting Fundamentals

The Court Rules and the RPCs, require attorneys practicing in the State of New Jersey to maintain trust and business accounts. This comprehensive CLE course focuses on the various rules and practical ethics of establishing the trust and business accounts. The course will also offer practical tips on maintaining these types of accounts as well as strategies for avoiding the myriad potential pitfalls and errors that many new attorneys encounter. More Info

$29

1General Credit
Corporate Transparency Act: Lessons from Round One of Implementation

Pursuant to the Corporate Transparency Act ("CTA"), many legal entities, both foreign and domestic, operating in the United States, have contemplated whether to file beneficial ownership information ("BOI") reports with the Financial Crimes Enforcement Network ("FinCEN"). This CLE course, presented by an interdisciplinary panel of specialists, will address the commercial practicalities of compliance with the CTA as well as the complexities. While the reporting requirements will only in... More Info

$29

1General Credit
Corporate Transparency Act: Critical Terms and Concepts

The Corporate Transparency Act, which requires beneficial owners of nearly every entity to report to FinCEN unless a specific statutory exception applies, went into effect January 1, 2024. According to this act, newly formed entities will have only 90 days to register, while existing entities will have one year to comply. This CLE course will offer an introduction to the CTA, and its impact on the practice of attorneys who form, transfer, operate, or otherwise works with legal entities... More Info

$29

1General Credit
Common Issues with Navigating the Changing Landscape of Multistate Taxation of Crypto Currency & Crypto Based Companies

State Taxation varies across US states. The State and Local Tax (SALT) levels in particular are different for every jurisdiction with their own tax code and tax treatment for different types of applications. For example, the revenue from a particular company is classified in California may vary widely from how it is viewed in Texas. The US Supreme Court, citing the Commerce Clause and various other constitutional considerations, places limitations on a state’s power to tax. One of these rela... More Info

$29

1General Credit
Franchise Law: From Contract Negotiation to Litigation

Franchise agreements are a complicated process. This CLE course will review all the steps involved from term negotiation to signature. The course will also address litigation and/or termination and how to negotiate specific provisions that impact a client’s rights. The terms that are customarily litigated and how to demand and successfully receive the information necessary to effectively represent your client in court will be presented. More Info

$29

1General Credit
Tax Consequences of Retiring or Selling Your Law Practice

This CLE course will address the tax consequences of retiring or leaving a law firm or professional partnership such as an LLC or PLLC. The course will present the issue through the lens of the recent Tax Court decision to provide guidance and point out potential tax traps. The course will also analyze practice goodwill and client-based intangible assets. The course will also include the applicable provisions that can be applied to sales and redemptions. More Info

$55

1.5General Credits
Antitrust Primer in The Age of The Internet/Information

What factors are behind the increased emphasis on enforcing competition laws by entities such as the FTC, the DOJ Antitrust Division, the States, and through private litigation? This CLE course explores the dynamics through an antitrust primer, delving into pivotal cases that address both individual company practices and collaborative behaviors that contravene antitrust laws. The curriculum subsequently hones in on significant recent antitrust cases initiated by the government, specifi... More Info

$81

3.2General Credits
Safeguarding Your Business & Investment Clients with Proactive Asset Protection & Estate Planning

The goal of Asset Protection & Estate Planning Program for Business & Investment Clients is to address both legacy and family considerations as well as provide complete asset protection while optimizing tax benefits. This CLE course will provide everything you need to know to design a program that is both easy-to-use and flexible enough to apply even as a portfolio grows. The programs must also be able to hold up under any legal scrutiny and be fully integrated so that assets are not le... More Info

$55

2General Credits
Intellectual Warfare: An In-House Counsel's Guide to Bringing and Defending Against Intellectual Property Lawsuits

Intellectual Property (IP) is a valuable asset for an organization. This informative CLE course will explain how to identify and utilize an IP to further business goals. The course will explain the types of IP’s that exist, the associated costs with obtaining and maintaining the various types of IP's, costs of IP acquisition, negotiation strategies, licensing, enforcement issues and defensive actions when faced with another’s IP. The course aims to impart wisdom in the IP space as well... More Info

$55

1.5General Credits
Commercial Pace, The New Kid On The Block: The Legal Framework For A New Form Of Commercial Real Estate Financing

The Commercial Property Assessed Clean Energy Financing (C-PACE) is a new tool for property owners and developers which offers low interest and longer terms with a super-priority lien. It functions like a muni bond but can still be placed in a capital stack. This CLE course will explain the basics of the C-PACE is enabled and describe its legal structure, status and how it can be put to work for your clients from developers, banks, local governments or private owners. More Info

$29

1General Credit
Contractual Deal Killers In Real Estate Law: What Attorneys Need to Know

This CLE course offers a comprehensive understanding of critical contractual considerations in residential real estate representation. The course covers the following topics: Varied Contract Types for Condominiums and Co-operative Housing Co-operative Housing Contracts Condominium Contracts Contracts for Single-Family and Multi-Family Properties Essential Areas of Contractual Consideration Mortgage Commitment Examination Title Investigation Procedures Assessing Liens and Violat... More Info

$29

1General Credit
Business Valuation for Attorneys

There is a valuation process that takes place with every client, and determining the value of a client’s business or business interest is often critical to meeting their needs and can impact the outcome of their case. Valuation is therefore crucial to a variety of legal issues such as divorce, estate planning, partnership disputes, sales and other transactions. This CLE course will offer a review of the potential needs and basic tenets of valuations. The course will explain the options... More Info

$29

1.1General Credits
What Attorneys Need to Know about Comic Book Publishing: A Test Drive

Take a deep dive into the comic book publishing industry in this two-hour crash course. Presented by experienced comic book publishing attorneys, you will learn how to draft a rough outline of critical contract provisions, develop effective and industry-tailored client interview skills, and participate in mock negotiations. The course will teach you to identify and resolve potential pitfalls within publishing contracts. This CLE course will address: · Develop client intake sk... More Info

$55

2.1General Credits
AI, Fair Use, and Representing Comic Book Creators and Publishers

Even the comic book industry has rules and the past year has seen some seismic legal changes in the industry. This CLE course will present the recent growth of the comic book industry as well as how AI-generated artwork has impacted it, both for good and for bad. The course will offer a comprehensive guide to representing comic book clients, explaining how to approach the drafting of contracts while avoiding IP pitfalls and discuss the Andy Warhol Foundation for the Visual Arts, Inc. v. Goldsm... More Info

$81

3General Credits
Trademark Basics: What Attorneys Need to Know

Trademark protection is increasingly important in today’s fast-paced digital world. This CLE course will examine the fascinating world of federal trademark law that is critical for attorneys to know. The course will pay particular attention to issues that a non-IP lawyer in an in-house counsel role could easily miss and will explain how to identify items that qualify as trademarks, as well as the diligence required before making use of a potential mark. Infringement, domain names, the i... More Info

$29

1General Credit
Overhaul of Regulatory Capital Requirements Proposed By US Banking Regulators

This CLE course will examine the new, and fairly extensive, list of revisions to the regulatory capital requirements for both large and midsize banking organizations which were jointly proposed by US federal banking regulators. The revisions, which are quite lengthy, would seriously alter the requirements for market, credit, and operational risk, and while many of these revisions have long been anticipated, such as the re-evaluation of use of internal models, others are quite novel, such as th... More Info

$55

1.5General Credits
What Attorneys Need to Know About Reading and Understanding Financial Statements

Like any field, businesspeople have a lingo all their own. Phrases such as NOPAT, Operating Profit, Net Income, EBITDA, retained earnings, current vs. long-term assets and liabilities, Free Cash Flow are all used regularly in the business world, but are practically a foreign language to attorneys. This CLE course will review basic financial statements, such as income statements, balance sheets and cash flow statements to help you understand the language of business so you can better re... More Info

$55

1.5General Credits
Advising a Client as to the Purchase of a Franchise

This informational CLE course is designed to provide a prospective franchisee with the necessary information to purchase a franchise. The course will focus on provisions in the Franchise Disclosure Agreement as well as typical provisions in Franchise Agreements. The political considerations that may arise with respect to the franchise location will also be addressed. More Info

$29

1General Credit
Navigating the Future: Embracing AI's Impact on the Legal Profession for Lawyers with a Strategic Mindset

ChatGPT is now a part of our everyday lives and its ability to write our papers, do our research and even pass the Uniform Bar Exam has exceeded all expectations. In fact, experts are predicting that generative AI will eventually replace practicing attorneys. This CLE course will address pressing questions such as how generative AI will change the way lawyers do business and will attorneys lose their jobs? The course will also explain the extent to which an attorney’s mindset, as well... More Info

$29

1.2General Credits
How to Prepare for Long-Term Care Costs

The demographics of aging has an impact on many areas of law, including insurance law. This CLE course will discuss the impact on wealth transfer as well as other issues that arise from using long-term care insurance to provide for aging individuals. The course will address the various tax opportunities available to business owners who seek to protect themselves and their families by leveraging their businesses. The course will also cover Medicaid planning and other products that addre... More Info

$29

1General Credit
What If the Government Doesn’t Save My Client’s Bank? Preparing For the Next Bank Crisis

Though extraordinary intervention by the government and private sector protected uninsured depositors, the recent banking system crisis resulted in several failures and a loss of confidence, especially for owners and debtholders who lost everything. The crisis further highlighted that there is no expectation of the government protecting uninsured depositors if another bank fails. This CLE course, presented by a regulatory partner at a prominent law firm, will examine the recent trauma... More Info

$29

1General Credit
Free Speech, Trademarks and Parody at the Crossroads: “Jack Daniels vs Bad Spaniels”

Do you suspect someone is violating your trademark? What about your copyright or patent? Are you interested in safeguarding your invention through a patent? Is it a priority for your business to clear and register your trademark and copyright? Are you considering a licensing agreement as either a licensor or a licensee? Do you require assistance with your talent agreement? Are you interested in learning how to maximize the value of your Intellectual Property through licensing and merchandising... More Info

$55

2General Credits
Was the Pandemic a Short or Long Term Bankruptcy Sickness

Designed to offer a general overview of bankruptcy law, this CLE course will include a general description of the history of bankruptcy law as well as a description of the various chapters of bankruptcy, their function and how they differ. The course will address recent, significant amendments to the Bankruptcy Code, and explain how and when to complete a Chapter 13 form plan. A brief description of bankruptcy filing statistics and secondary sources for legal research will be presented... More Info

$55

2General Credits
You Won! Now What? Collecting Civil Judgments Under Illinois Law

Even if you successfully prosecute a civil case to judgement, clients aren’t typically satisfied unless they receive money at the end of a case. This is particularly important for attorneys who work on the basis of contingent fees. In cases where a judgement debtor does not have insurance, or when the judgment exceeds its limits, it’s critical to understand collection law to ensure that everyone, including you, is paid in the end. This CLE course will present the basics of a collection... More Info

$29

1General Credit
BIZ BUZZ: Starting, Buying and Selling Small Businesses

Launching, buying, selling or franchising a business requires many steps, in-depth analysis and an understanding of the various legal issues. Big Buzz covers the five different methods small entities leave or enter into a small business. This CLE course will address these methods from a variety of perspectives – that of an attorney handling more than 30 closings a year, that of an owner of both successful and failing businesses, and that of an investor in many small businesses. The cou... More Info

$55

2General Credits
Evaluating a Franchise for a Franchisee: What Attorneys Need to Know

The decision to purchase a franchise is fraught with legal issues. This CLE course will guide counsel representing and franchisee in evaluating such a decision. The course will explain how to review the FDD and Franchise Agreement and how to negotiate the addendum. Key considerations to analyze in deciding to purchase as well as strategies for negotiating the deal will be discussed. More Info

$55

1.5General Credits
Compliance and Legal Trends

This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are adapting, evolving, and effectively responding to the interplay of business dynamics, regulatory developments, and technology advancements. This engaging discussion offers a unique opportuni... More Info

$29

1General Credit
Franchise Sales Compliance

Designed to assist legal counsel representing a franchisor in their understanding of how to client-franchisor compliance with federal and state laws related to franchises, this CLE course will address compliance issues in practical and understandable terms. The course will provide practical examples to assist counsel in explaining concepts to potential and current clients. More Info

$55

2General Credits
Market Structure: Current Developments and Future Trends

In this CLE program, panelists will engage in a discussion about the latest advancements in market structure. They will cover topics such as order handling, order routing, execution quality disclosure, and other relevant developments pertaining to fixed income and equity securities. The session will focus on the following points: Exploring ongoing developments and emerging trends in the industry, such as best execution guidance, concerns related to payment for order flow, and the impa... More Info

$29

1General Credit
Broker Lien Rights: What Attorneys Need to Know

Presented by a seasoned attorney who authored or lobbied on behalf of the roughly 34 states with commercial real estate broker lien rights, this CLE course will address a variety of related issues. The course will address protected commission claims, the prerequisite of such claims, timing, and legislative history. Advice on enforcements as well as guidelines for drafting a lien, asserting and serving a claim, foreclosing and defending judgement a the appellate level will be addressed.... More Info

$55

1.5General Credits
Handling Nonprofit Board Disputes

Nonprofit board members are often honored to serve, but don’t really understand their responsibilities. This CLE course will explain Board fiduciary duties and responsibilities, address common disputes that can arise between Board Members, explain Founder Syndrome and what to do when people quit or relinquish responsibility. The course is designed to benefit both nonprofit consultants, in-house and outside counsel called upon to resolve disputes. More Info

$29

1General Credit
Breaking Up Is Hard To Do: Navigating Partnership Disputes and High-Impact Partner Departures

Breakups can be challenging, and although they may not be as severe as divorces, managing conflicts between partners and dealing with the departure of a significant collaborator can be tough. In this informative CLE, we will explore effective strategies for handling disputes and separations, covering important aspects such as the responsibilities of a firm towards an attorney and vice versa, communication techniques, ethical considerations, and privacy concerns. More Info

$34

1Ethics Credit
Conducting Sexual Harassment Investigations at Law Firms

Conducting internal investigations is inherently intricate, particularly when it involves probing allegations of sexual harassment within your organization. In this CLE course, you will be provided with a comprehensive understanding of the legal intricacies and obligations involved in such investigations. You will be guided through a step-by-step process, ensuring compliance with current statutes. The course will cover essential topics including internal communication protocols, contra... More Info

$29

1General Credit
The ABC’s of Transitioning Law Firms

A must for any attorney considering a lateral move to another law firm, this in-depth CLE course will address the many issues that attorneys face throughout the process. The course will provide participants with a play-by-play analysis of the many issues that departing attorneys face throughout the transition, beginning in pre-departure all the way through post. The course will also explain the fiduciary and legal obligations that firms and attorneys owe to one another, and to their cl... More Info

$55

1.5General Credits
Antitrust Merger Enforcement: Significant Regulatory Developments and Issues Explored

Designed to offer attorneys an in-depth understanding of the current state of US antitrust regulations and the role of antitrust agencies in reviewing and challenging mergers, this CLE course will present a comprehensive overview of the merger control process in the US, priorities of the antitrust agency priorities, highlights of recent merger challenges and forthcoming revisions to the US merger guidelines. The course will begin with an exploration of the core aspects of the US merge... More Info

$29

1General Credit
Preparing a Business Client to Franchise

This CLE course will address the basic issues involved in representation for a client who wants to franchise. The course will present the practical considerations of franchising, the franchisor’s legal obligations and the most important decisions that need to be made. More Info

$55

1.5General Credits
Introduction to Franchising Law

Whether you are representing a franchisor or a franchisee, it’s important for representing counsel to understand the basic legal considerations involved in franchising. This CLE course will present the legal definition of a franchise and review both state and federal laws which govern the franchise relationship. The course will provide resources for information on franchise brands, explain the pitfalls of becoming an accidental franchise and introduce the legal considerations to take i... More Info

$55

1.5General Credits
Navigating the Uncharted Legal Terrain of Artificial Intelligence

AI has the potential to dramatically transform the way we interact with technology and, as new technologies emerge, AI evolves and can be adapted to be useful in countless new ways. Typically defined as a branch of computer science that studies the development and implementation of software and algorithms to enable machines to think and act like humans, it usually takes the form of machine learning, natural language processing, robotics and computer vision. A rapidly advancing field wi... More Info

$29

1.2General Credits
Business Law Strategy & Contract Drafting: Considerations for Maximizing, Monetizing & Preserving Client's Patent Rights

Patent law is an important area for business law attorneys to understand. This CLE course will explain everything you need to know including the importance of NDA’s in a patent application, crucial clauses of drafting employment agreements and tips for cost effectively dealing with patent infringement on e-commerce platforms. More Info

$29

1General Credit
Why Lawyers Need to Bill Strategically in an Age of Legal Artificial Intelligence

While some of the new technologies, like ChatGPT, are relatively recent, the concept of outsourcing work, especially the repetitive, administrative type – to computers is not new, particularly to lawyers. While no one wants to see a computer take-over, there’s no question that there are some tasks that computers are better suited to, and with their unlimited energy and inability to get distracted, it’s to everyone’s advantage to outsource. And yet, no one wants a robot for a litigator. So how... More Info

$29

1General Credit
Cyber Security and Cyber Breach: What Lawyers and Their Law Firms Need to Know Now

This CLE program will explore the issues surrounding cyber security, the potential consequences of a cyber breach, and the ethical considerations that accompany such an event. With over 50 state laws in the United States concerning data privacy and security, companies must understand what legal and ethical obligations their business and clients have when it comes to personal information. The Federal Trade Commission also keeps an eye on companies to make sure that they are following th... More Info

$29

1General Credit
Trends in Property Law Post-Pandemic

The world of real estate is constantly changing and has undergone tremendous upheaval in the last few years, largely as a result of COVID-19. This CLE course will cover the most recent developments in New York property law with a focus on eviction proceedings, both residential and commercial and from the perspectives of both landlords and tenants. The course will present litigation techniques including cause, motions, trial practice and evidentiary issues and will also cover foreclosure litigati... More Info

$29

1General Credit
Oh How the Mighty Have Fallen: Crypto and the Federal Securities and Commodities Laws

With the fall of FTX and the dream of cryptocurrency, the intersection between it and federal and security commodities becomes both fascinating and highly relevant. And as per the title of this session, has taken on Biblical proportions (see Samuel 2, 1:19). This riveting CLE course will present the allegations by the U.S. Department of Justice, the Securities and Exchange Commission and the Commodities Future Trading Commission against Samuel Bankman-Fried, former CEO of FTX, and wil... More Info

$29

1General Credit
Distinguishing Between Employers and Contractors in Light of the New DOL Guidelines

The world of commerce has a new star – the gig economy. This area grew tremendously during the pandemic lockdown, as delivery services became a necessity. Those employed in this economy, from well-known names such as Lyft, Uber, Grubhub and Doordash, as well as countless others all share one element – they pick and choose workplace location. But how to define these employees? Are they independent contractors or “remote” employees? There is a case to be made for each and the Department... More Info

$29

1General Credit
The Highs and Lows of Cannabis Land Use Regulations

Weed is now legal in 21 states, with more than 155 million Americans able to legally possess marijuana. However, it remains classified as a Schedule I drug on the Controlled Substances Act, which is the same category as heroin, meaning it can disqualify someone from entering the U.S. military or for applying for a security clearance. Even those cannabis businesses operating in state-legal markets struggle to fund their start-up costs because they are restricted from opening bank accounts or ge... More Info

$29

1.2General Credits
Legal Ethics: Lawyer and Client Relationship

This CLE course will familiarize private practice attorneys with tips and strategies to avoid unintentionally committing UPL violations. This applies particularly to those who perform transactional work and/or are telecommuting from a state or states that is outside where they are admitted to practice. Addressing the contours of what constitutes the unauthorized practice of law (UPL), this CLE course, based partially on an article I had written, will open with a walk through of LegalZ... More Info

$34

1Ethics Credit
Due Diligence Under The 33 Act: Avoid Disasters in the Middle of an IPO

This CLE course will offer a comprehensive overview of what lawyers and bankers confront during the marketing and distribution process of IPO’s. The course will address potential pitfalls and issues that may arise and provide real-life examples of the many hurdles that could potentially jeopardize your success. Learn about what faces you in the IPO underwriting process and ensure yours and your client's success by anticipating problems and acting strategically. More Info

$55

1.5General Credits
Don’t Get Caught Without A Contractor’s License: The Downfalls and Damages of Working Without a License

Violating license requirements can have serious consequences for contractors. The penalties tend to be severe and do not allow for equitable remedies. This CLE course will offer a basic overview of the rules in California and explain the consequences for contractors operating without one. The course will review the purpose of the licensing laws and how they are applied to contractors and those who perform construction services as well as exemptions to applicability. Recent case law c... More Info

$29

1.1General Credits
When One Door Closes: A Primer on Automatic Door Cases for the Premises Liability Practitioner

Doors are a seemingly innocuous element of our day-to-day lives. Yet surprisingly, they cause frequent damage to patrons of businesses, residences and medical complexes. The liability issues that may result from the simple installation of a door are numerous and attorneys cannot afford to be lulled into a belief that store operators or building owners don’t bear responsibility. This CLE course, designed for personal injury attorneys as well as others, will offer a detailed, introductor... More Info

$29

1General Credit
Back to the Future in Fixed Income Investing? Navigating a Changing Landscape in Municipal and Fixed Income Securities

This CLE course will address the most common content standards between FINRA Rule 2210 and MSRB Rule G-21 as well as their primary differences. The course will offer tips and strategies on creating compliant municipal securities communications and considerations for more complex debt instruments. An understanding of how FINRA’s Fixed Income Regulation Staff works with MSRB on municipal securities matters will be presented as will the additional responsibilities of dually registered bro... More Info

$29

1General Credit
Digital Communications and Social Media

With digital marketing rapidly changing, how do firms remain in compliance? How do we communicate relevant, meaningful information in this dynamic digital age? This CLE course will explain the challenges being faced by industry and regulatory experts and how they are successfully addressing these challenges. The course will touch on hot button issues such as how firms engage technology to address their compliance obligations and how to implement creative methods for effective disclosur... More Info

$29

1General Credit
Variable Products & Retirement Planning

Presented by FINRA staff and industry practitioners, this CLE course will explain variable and retirement planning productions including how to create a variable product communication with respect to content and performance. Select topics such as supplemental hypothetical illustrations, comparisons and complexity of investment options and contracts will be addressed as will the importance of audience/context, substantiating claims, and disclosure. A successful review process and an und... More Info

$29

1General Credit
Ad Review Workshop: Part 1

This dynamic, highly interactive CLE course will offer attendees the opportunity to apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees will work in small groups and present their conclusions to the larger forum with moderators presenting the regulatory perspective, and clarifying misperceptions. More Info

$29

1General Credit
Current Communications with the Public Regulatory Issues

This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule. The course will address recent communications proposals and rule changes as well as provide an understanding of the new marketing rule that will impact firm communications. More Info

$55

1.5General Credits
Exempt Offerings

Designed to address industry and regulatory developments related to Reg D and Reg A+ offerings, this CLE course will address recent regulatory findings and common concerns. The course will also offer practical information and best practices for firms offering these products to retail investors. A discussion of Regulatory Notices 20-21 and 21-26 will be included. More Info

$29

1General Credit
Investment Companies Current Topics

This CLE course will address a variety of advertising compliance issues concerning registered investment companies. These may include mutual funds, ETFs and closed-end funds. FINRA staff and industry experts will present the compliance challenges related to complex products such as single stock ETFs, non-transparent ETFs and ESG focused investments and crypto futures funds,. The panel will also discuss regulatory interpretations and offer tips to stay in compliance. More Info

$29

1.1General Credits
Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions

The Federal Reserve’s finalized revisions to determining one company’s control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act have been completed and though the final rule codified existing control standards, it simultaneously introduced new concepts and raised critical questions about the industry. Since these revisions, the industry has continued to grapple with how these revisions should be applied, particularly as it applies to contractual r... More Info

$55

1.5General Credits
Navigating SaaS Contracts: Top Tips for Reducing Risk

This timely CLE course will present a comprehensive look at emerging data privacy laws, particularly as they relate to the impact on SaaS contracts. The importance of these laws in the wake of data leaks and breaches cannot be overstated, particularly with regards to SaaS. The course will provide tips and strategies for drafting allocation clauses and offer a thorough look at two of the most critical clauses - indemnification and limitation of liability – from both the vendor and custo... More Info

$29

1General Credit
Drafting Comic Book Contracts: A Practical Guide

Comic book agreements include unique provisions. This CLE course will ask participants to develop a rough draft of initial of key comic book agreement provisions, to engage in a mock client interview and negotiations with exercises specifically designed for the comic book industry. Attendees will then be led to issue-spot common problems in publishing contracts. With guidance from seasoned comic book publishing attorneys, attendees will get to practice a full range of necessary skills... More Info

$55

2General Credits
Hero-at-Law: The Law and Practice of Representing Comic Book Creators and Publishers

The past two years has seen important changes in the comic books industry. This CLE course will present the new areas of litigation and transactional work that have developed as well as offer an overview of the fundamentals of representing comic book industry clients. The course will also address the pros and cons of AI-generated works and present a series of new cases which have had a dramatic impact on comic book and graphic novel publishers and their attorneys. More Info

$81

2.7General Credits
Transnational Legal and Cultural Issues Arising when Doing Business Internationally

Transnational transactions often require documentation which must satisfy more than one legal system. This CLE course will explain the various issues which may arise when documenting transnational transactions. Using examples of American companies doing business in China, the course will present the need to understand and interpret the laws and regulations within the context of their country of origin and where the business is being conducted. The course will explain how the understand... More Info

$29

1.2General Credits
Estate Planning for Attorneys Who Help Business Owners

Clients who own small businesses have particular needs and concerns with regards to estate planning. This CLE course will prepare estate planning attorneys to serve those clients as part of their overall estate planning. The course will go far beyond the issue of wills and delve into operations, employees, customers, vendors, leases, licenses and a slew of other issues as part of their estate plan. The course will assist attorneys in managing their clients’ expectations as well... More Info

$55

1.5General Credits
A Primer on Trademarks: What Every Practitioner Needs to Know

Trademark registration and protection is increasingly important in today’s digital world. This CLE course will cover all the basics of trademark registration and protection including providing an understanding of what constitutes a trademark and the different types. Trademarks that are able to be registered, as well the benefits of registration and the registration process will be reviewed. Types of infringement and strategies for preventing infringement as well as available re... More Info

$29

1General Credit
Customs and Import Procedures and Classifications

With a focus on the legal mechanics of importing goods into the US, this informative CLE course explains the framework for this key aspect of the international buy/sell transaction principal importation rules. The presentation will explain the treaty creating the World Trade Organization (as well as its predecessor, the GATT or General Agreement on Tariffs and Trade), the key elements of the treaty, the most favored nation principle, national treatment and the tariff negotiating rounds... More Info

$29

1General Credit
Managing Your Client’s Series A Offering of Securities: A Step by Step Guide

Before a start-up or early stage company is ready for its first round of venture capital, known as a Series A Round or Series A Offering, it typically goes through a number of informal financing rounds. To that end, companies will turn to founders, friends and even family members. If it’s successful however, the Series A offering of securities will involve a series of steps. This informative CLE course will offer a complete overview of the process including: reviewing and updating... More Info

$55

1.5General Credits
Math as a Powerful Tool in Law: Criminal, Civil, Commercial, Employment and Chapter 11

Surprisingly, statistics and probability are useful tools when handling various legal areas. This is particularly relevant for Title VII actions in which the numbers can reveal whether under-representation by certain minority groups have impacted pay, benefits or employment conditions or whether the differentials are due to chance. This CLE course will explain step-by-step the process of using statistics to make these determinations from defining the populations to taking mathematical... More Info

$29

1General Credit
Intermittent FMLA: Understanding an Employer's Obligations

The difficult part of the already complex FMLA is understanding intermittent and reduced schedule leave. This informative CLE course will offer tips and strategies to understand the basics of taking intermittent and reduced-schedule FMLA leave and how to ensure compliance with the law. The course will offer a deeper understanding of the FMLA and how to violations of the FMLA and legal liability. The course will present: Scheduling FMLA leave Multiple methods for determining the 12-m... More Info

$29

1General Credit
Managing FMLA Leaves of Absence

This comprehensive CLE course will offer an in-depth understanding of leave of absences with regards to FMLA compliance. A legalistic and complex set of laws, this CLE course will offer a step-by-step guide to understanding the requirements set forth in the FMLA relating to leave of absences. The course will also present a detailed plan of action for when employees are out on a leave of absence to ensure legal compliance. The course will also tips and strategies to: Understand w... More Info

$29

1General Credit
Citizenship and Residence: Prerequisites to Extra Territorial Taxation

This comprehensive CLE course will examine the many jurisdictional bases for the imposition of tax on extra-territorial income. The course will focus on natural persons and the meanings that are typically ascribed to the variety of bases for the code. The course will cover state statutes as well as some countries’, residence status for the purpose of tax treaties, dual residents, the planning for and acquisition of status, planning for and relinquishing status, expatriation, and the e... More Info

$55

1.5General Credits
What Every Practitioner Needs to Know about Property and Business Interruption Appraisals: A Unique ADR Forum

Insurance coverage has always been big business, and with catastrophic global events such as hurricanes and wildfires becoming more common, it is even more so. This CLE course will address how to manage situations in which a property or business interruption claim cannot be settled. The course will offer concrete alternatives to litigation, particularly given that insurance policies require parties on both sides to resolve their dispute in Appraisal over the value of loss and damage, which is un... More Info

$29

1General Credit
"Sweat Equity" in Small Businesses and Venture Startups: The Legal and Tax Issues

Issuing shares that are (nearly) tax-free is relatively simple when a small business or start-up first launches. When a shareholder or LLC member receives “sweat equity” or shares in exchange for labor, the tax and legal issues become a bit more complicated. This entertaining, fast-paced CLE course will explain the issues of treating “sweat equity” workers as regular employees as opposed to independent contractors, as well as explain the use of restricted stock, options, warrants and o... More Info

$29

1General Credit
Post Disaster Insurance Resolution

Losing your home or business can feel like an irrecoverable loss. And on top of everything, there are thousands of decisions that need to be made in the wake of such a tragedy. This CLE course will help attorneys to better advise property owners throughout the insurance claim process. The course will offer a comprehensive understanding of the many opportunities and challenges as they restore their property and livelihood. The course will present a detailed overview of recovery in the s... More Info

$29

1General Credit
Let ‘em Play! Sports Litigation and Extraordinary Remedies

The relationship between sports leagues and their teams is complex, particularly the legal aspects. From that perspective, are they one entity, joint ventures, partners? And what happens when there is conflict between them? This CLE course will address the main potential causes of action and affirmative defensive as well as potential remedies. The course will analyze potential disputes and explain how to approach them, what to look for and tips for quick resolution. Beginning w... More Info

$55

2General Credits
The Intersection of Cannabis Law, Real Estate, and Local Government Policy

Cannabis law generally brings to mind regulatory, transactional and possibly even litigation and M&A. However the most challenging aspect of cannabis law is actually real estate, as all cannabis businesses are tied to a piece of land and are thereby dictated by state and local regulations which guide eligibility. With local land use, real estate transactions and complex leaseback agreements combined with the intricacy of landlord/tenant issues, municipal land use attorneys, real estate... More Info

$29

1General Credit
Five Steps to Protect Your Firm from Catastrophic Cyber Attacks

Protecting your firm from cyber-attacks has become increasingly difficult, and increasingly imperative. With cyberattacks on the rise, all businesses are at risk. This CLE course will present 5 critical steps to protect client data and stop cyber-attacks from accessing information. The steps presented will increase your security overall as well as lessen the likelihood you will be a victim of cyber-criminals. More Info

$29

1General Credit
Back to Normal: Handling New Jersey Landlord-Tenant Matters in the Post-Covid Era

Since the COVID-19 pandemic, words such as “moratorium” and “eviction” became fairly commonplace. While many practices experienced extreme upheaval since the pandemic, none seemed affected as much as landlord/tenant practice. This CLE course will explore how to proceed from COVID-era practice to a return to standard practices with a presentation on basic concepts of New Jersey landlord/tenant law. The course will examine modifications made during the pandemic and will offer an overview... More Info

$29

1.1General Credits
Privacy and Cyber Breaches: Are You Next?

It is critical for businesses, regardless of their size, to comply with state, federal and foreign privacy laws and regulations. These will govern a company’s procedures including data collection, storage, use, sharing and disposal with regards to personally identifiable information (PII), personal health information (PHI) and payment card information (PCI). A company that fails to adhere to privacy guidelines, even inadvertently or unknowingly, or to disclose its procedures, are simpl... More Info

$55

1.5General Credits
Metaverse Law: Intro to ARVR, Issues, IP Ownerships, Monetization, Cyber Currency, and Licensing

This CLE course will address the incredible breadth of tech law in the Metaverse, which still remains largely unregulated. The course will offer a review of the basic terminology – using terms everyone can understand – as well as how regulatory and statutory laws may apply to the Metaverse, how it polices itself and how it is monetized. The course will also delve into blockchain and security, intellectual property, cryptocurrency and other related issues with regards to funding... More Info

$55

1.5General Credits
Challenges Facing Firms in Monitoring AML and Protecting Against Fraudulent Activities

There are many inherent challenges facing firms in monitoring and protecting against fraudulent activity. This CLE course, presented by FINRA staff and industry panelists, will offer examples of the controls that their firms have effectively put into place in order to address the rising AML risks. The course will offer a review of AML and fraud protection red flags, effective practices, monitoring of high risk and/or suspicious activities and the various procedures and controls that ca... More Info

$29

1General Credit
Communications Compliance: Current Developments

Designed to address current communications compliance and marketing practices, this informative CLE course will offer guidance on how FINRA’s communication rules are applicable in virtual environments, particularly regarding ESG and other investment trends. The course will explain the regulatory implications of complex products and services including crypto assets and emerging technologies with regards to marketing compliance. The course will address revisions made to FINRA Rules 2210... More Info

$29

1General Credit
Alternative Investments and Complex Products

Alternative investments and complex products have changed dramatically over the past few years. This CLE course will explain why it’s important to understand product features, characteristics and particularly their supervisory challenges. The course will explain the latest regulatory developments which are relevant to these complex products and alternative investments as well as the due diligence requirements and industry practices when recommending REIT securities and private placemen... More Info

$29

0.8General Credit
Hot Topics in FinTech

FinTech (Financial Technology) is a dynamic, growing industry that seems to have been on fast-forward in recent years. This CLE course, presented by FINRA staff and industry practitioners, will explain how FinTech is defined by various stakeholders in the industry as well as new, innovative ways that firms are integrating FinTech into their business models. The course will address the critical importance of implementing a firm compliance structure in order to address regulatory obligat... More Info

$29

1General Credit
From NFTs to Andy Warhol to New Legislation: Current Developments in Copyright Law

Presented by seasoned intellectual property attorneys, this CLE course will address NFT’s as they relate to copyright law. This CLE course will explain what NFT’s do with reference to the Warhol case in the Supreme Court and how it impacts fair use. The course will also address the potential circuit split in embedding cases, copyright termination, and what are the likely outcomes in various case law and upcoming legislation. More Info

$55

1.5General Credits
Building a Successful Solo Mergers and Acquisitions Practice

This informative CLE course will present the various tools that all successful merger and acquisition practices should have. The course will review the use of flowcharts and checklists as well as offer practice tips, client management strategies and software recommendations. More Info

$29

1.2General Credits
Issues To Consider When Drafting Construction Contracts

This CLE course will offer insight regarding the issues that attorneys should consider when drafting construction contracts. The course will review: Drafting Mechanics Liens Delay Damages Termination Liquidated vs. Actual Damages Material Escalation Costs Change Orders Insurance Bonds Dispute Resolution More Info

$55

1.5General Credits
How Lawyers Can Represent Brokers Beyond Their State Licensing

Nobody enjoys being told what to do, and brokers chafe at being limited to practicing in particular states because their license limits their ability to work across the country. This CLE course will explain license portability, how it differs from license reciprocity and the various states’ limitations on what that allows out-of-state brokers to do. The course will explain how to find and interpret license law limitations as well as counsel broker clients on what actions can be... More Info

$29

1General Credit
Cyber Security Compliance Trifecta: Recent Revisions to Three Important Security & Privacy Standards

Both large and small companies have been faced with increasing cybersecurity compliance concerns. This informative CLE course will review the standards and requirements revisions published recently, which have broad implications for cybersecurity compliance. These include the Spec. Pub 800-53 (Security and Privacy Controls for Information Systems and Organizations), released by the National Institute of Standards and Technology (NIST), the PCI-DSS 4.0 published by the Payment Card Indu... More Info

$29

1General Credit
Legal Ethics: Dos and Don’ts for Attorney Advertising

Marketing yourself as a lawyer can create confusing ethical dilemmas. This CLE course will address the correct balance of advertising, social media and video and client engagement used to grow your practice. The course will differentiate between advertisements and solicitations and explain the importance of the distinction. The issues of trade names and compliance with the latest rules will be addressed. More Info

$65

2Ethics Credits
What Happens To Your Practice If You Die Or Become Disabled

No one wants to think about the possibility of tragedy but that doesn’t mean it doesn’t exist. What will happen to your practice if you become disabled or pass away? Have you dealt with the practicalities? This CLE course will offer preventative steps to ethically comply with client obligations as well ensure your family is protected and the value of practice recovered. Designed primarily for small or solo firms, the course will raise awareness and make sure you are prepared in... More Info

$34

1.2Ethics Credits
Basics of Patents: Are You Protected? Fundamentals of US Patents and Inventorship

Intellectual property comprises an increasing proportion of a company’s value. As a result, protection of intellectual property is of great importance to company owners as well as stockholders. This CLE course will offer a basic overview of patent law and inventor-ship in the US, and explain the ins-and-outs of patent claims, requirements to be identified as an inventor and disclosure issues in a patent claim. The course will also explain how patent claims are used in the marke... More Info

$29

1General Credit
Advanced 1031 Exchange Topics: Reverse and Improvement Transactions

With a specific focus on Rev. Proc. 2000-37 – Reverse Exchanges, this CLE course will look closely at some of the more advanced aspects of 1031 Exchanges. The course will present different types of “parking” transactions including those related to improvement exchanges. Various strategies for consideration as they relate to partnership issues, which is often the result of 1031 Exchanges, will be discussed. More Info

$29

1General Credit
Bitcoin: Time For Lawyers To Take A Byte

With the emergence of blockchain technology, the Internet of Value has replaced the Internet of Information and the Internet of Things. It has thoroughly transformed our economic system with cryptocurrency being the hottest topic in financial news. The ethical issues involved however, have barely been discussed. This CLE course will address the opportunities as well as the risks for lawyers in the cryptocurrency and blockchain space. The course will offer an overview as well as... More Info

$29

1General Credit
NFT's: A Survey of Intellectual Property Issues

NFT’s have become a valued investment and a hot topic. Since an NFT of Beeple’s collage sold at Christie’s for $69 million, everyone is trying to get in on the action from investors to celebrities. This CLE course will discuss the actual current state of NFT’s and Web culture, the evolving community and the intellectual property issues that are rapidly emerging as a result. More Info

$55

1.5General Credits
Unfair, Deceptive, or Abusive Acts or Practices: “I’ll Know It When I See It…”

One of the most important regulations in the mortgage industry, UDAAP or Unfair, Deceptive, or Abusive Acts or Practices impacts every other lending regulation including marketing, fair lending, licensing and communication). It also impacts every aspect of the lending cycle. The regulation, however, is fairly subjective and difficult to defend against. This CLE course will explain how the regulation operates in practice and provide critical knowledge for lending and real estate lawyers... More Info

$29

1.1General Credits
Ideas to Cash: Guiding Creative Clients In Monetizing Their Inventions and Other Creations

An idea can be difficult to express, much less to protect. The law offers various types of protections as well as a series of procedures to implement those protections including patents, trademarks, copyrights and trade secrets. This CLE course will review the different types of protections as well as how to monetize the methods. Samples of different methods and techniques for approaching targets will be presented so you can turn your clients’ ideas into profit. More Info

$55

1.8General Credits
Asset Protection for Cryptocurrency

In an increasingly litigious society, asset protection is more important than ever and cryptocurrency is therefore having its heyday. Simultaneously, it is the targeted asset in more and more lawsuits with Blockchain technology making it increasingly easier to see the amount of cryptocurrency an individual owns. This CLE course will offer strategies for protecting cryptocurrency assets in a lawsuit. More Info

$29

1General Credit
Recent Trademark Decisions Practitioners Should Know About

There have been many fascinating trademark decisions from the Federal Courts as well as the Trademark Trial and Appeal Board. These decisions are required knowledge for trademark practitioners. This CLE course will present these decisions as well as the myriad issues visited from protective orders and color marks to standing, initial interest confusion, territoriality and more. The course will also review a variety of decisions including: Brooklyn Brewery Corp. v. Brooklyn Bre... More Info

$29

1General Credit
Walk Away With The Check: How To Win A Business Divorce Case

A bad business partner can be the downfall of even the most stalwart client. This CLE course will explain the litigation, negotiation and corporate governance expertise required to help your client in a business dispute. The course will cover the 5 corporate provisions that control partner disputes and how to devise a strategic plan to win a business divorce case. The course will also cover issues such as how to time a separation, how to end with the upper hand and valuation me... More Info

$55

2General Credits
Setting Up Your Securities Clients For Success

Legal counsel will typically evaluate Exempt Offering Documents on legal grounds, ignoring the option of considering how offerings can be best articulated from the underwriting perspective. This CLE course will offer tips on how to approach securities documentation from the standpoint of underwriting standards which have the benefit of consistency and efficacy in offering documentation. The purpose of the course is to help legal counsel offer informed, risk-adjusted investment decision... More Info

$55

2General Credits
A Search for Perfection: Fundamentals of UCC Article 9

The complexity of Article 9 of the UCC’s technical rules for secured transactions can be a challenge. This CLE course will offer a comprehensive overview of the major concepts that attorneys need to know about Article 9. The course offers a practical approach which outlines the fundamental issues from defining secured transactions to potential remedies for default. The course will also review the various perfections of security interests and priority issues and rules. More Info

$29

1.1General Credits
Foreclosure: Mastering After The Sale Challenges

This comprehensive CLE course will prepare real estate attorneys to manage standard post foreclosure sale processes as well as manage client expectations and those of other involved parties. The course will assist attorneys in identifying potential post-foreclosure sale challenges and proactively strategize in how to address and solve them. The course will cover: Post-judgement costs Interest Attorney fees Bankruptcy Missed liens Possession Procedural challenges More Info

$55

1.8General Credits
How to Value, Sell & Purchase a Law Practice

The aging population impacts every industry, including attorneys. This CLE course will address how retiring attorneys should value, sell and purchase law practices. The course will present the process for preparing to sell properties and offer tips to add value through systems and processes implemented across their practices. The course will explain the 5 key components used to value a practice, options for selling a law firm and the “synergy value” that retiring attorneys should prese... More Info

$29

1General Credit
Oh Brave Commercial New World: The New Reality of Name, Image, and Likeness in Collegiate Athletics

This CLE course serves to clear up the misunderstanding surrounding the recently enacted laws that permits college athletes to earn money from the use of their Name, Image & Likeness (NIL) without risking their college eligibility. While there are some restrictions, the response of the NCAA in lifting their rules, even in states where the law wasn’t passed, enabled collegiate athletes, previously barred from endorsements or other earnings, to pursue opportunities much the way professional athl... More Info

$55

1.5General Credits
Corporate Philanthropy: Where to Start and How to Get it Right

Philanthropic initiatives by companies have become almost expected in recent years. Corporate Social Responsibility has made it almost impossible to avoid. But how can a company give back? This CLE course will present the different program options available to companies, taking into account compliance issues, program consistency with a company brand and strategies to avoid legal liability. This CLE course will offer an interactive overview useful for both CSR and corporate foundation m... More Info

$29

1.1General Credits
The Regulation of Private and Foreign Funds in the Age of Cryptocurrency

Cryptocurrency has transformed the way we think about investing. This CLE course will offer a comprehensive overview of the regulatory system as it applies to private and foreign investment funds and how it has been dramatically altered by the rise in cryptocurrency. The course will open with a historical overview of applicable regulation including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act, the Investment Advisers Act, the Dodd-Frank Ac... More Info

$55

1.5General Credits
Emerging Post Pandemic Cybersecurity Issues for Lawyers

Cybersecurity is an absolute necessity for law firms today. In the post-pandemic world, with attorneys working remotely and from a variety of devices and networks, the ethical and professional obligations with regards to competency, supervision and confidentiality are further amplified. Creating a defensible cybersecurity protocol means taking into account the process (technology) as well as the policies, such as incident response, business continuity, disaster recovery, work-from-home... More Info

$29

1General Credit
Trademark Modernization Act: Understanding the USPTO's Final Rulemaking

This CLE course will focus on the ability of USPTO and brand owners to initiate new ex parte reexamination and expungement proceedings. These proceedings, were authorized by the Trademark Modernization Act. The course will explain these proceedings as well as the USPTO’s final rulemaking and the impact it will have on brand owners. The course will cover procedural issues, best practices to brands responding to these proceedings, consideration for those implementing proceedings, changes... More Info

$29

1General Credit
Defining Antitrust Markets in Platform Industries

Designed to update generalists, anti-trust practitioners and inside counsel on the lower courts’ interpretation and application of Ohio v. American Express as it relates to defining antitrust markets involving platforms, this informative CLE course offers a brief but high level overview of antitrust law in the US. Taking into account the impact of the Supreme Court decision in this landmark case and the degree to which platforms have occupied the antitrust spotlight, the course will review the... More Info

$29

1.1General Credits
Introduction to Chapter 11, Subchapter V: An Accessible and Affordable Option for Small Businesses

Between stimulus payments and eviction moratoriums, bankruptcy filings have reached record lows. This assistance, however, provided on a federal and state level in response to COVID-19, will not last forever. When these expire, small businesses looking for a new means of support can turn to Subchapter V of Chapter 11 of the Bankruptcy code, which this informative and timely CLE course will present. The course will offer a step-by-step guide for plan approval as well as commercial lease... More Info

$55

1.6General Credits
Return to Office: Employment Tax Considerations

The post-COVID world has companies completely re-imagining workplaces, whether actual or virtual. This CLE course will explain various fringe benefits of a distributed or hybrid workforce, including employment tax benefits and those being offered real-time to motivate workers to return to offices or remain in place. The course will cover guidance from the IRS and various states on how to manage the complexities of these tax issued both in regards to reporting and withholding for employ... More Info

$29

1.1General Credits
The Matrix Resurrected: Employment Non-Competes Across State Lines

Offering a comprehensive overview of US law concerning restrictive covenants, covenants not to compete, solicitation agreements and other non-compete terms in employment agreements in various state jurisdictions, the CLE course will look at the statutory, judicial and other frameworks states use to address these issues. The course will offer practical advice for those who review non-compete provisions in employment agreements or for the purpose of negotiating and drafting such agreem... More Info

$29

1.1General Credits
A Hundred Little Things: Negotiating Commercial Real Estate Leases, Focusing on Technology, Ethics and COVID Amendments

This advanced CLE course is designed for a variety of lawyers. It will focus on the use of Google sheets and AirTable as well as the ethical issues related to such tools. Using a Prime Time TV sublease to dissect ethical issues, the course will delve into a variety of ways clients might be impacted by COVID with regards to leases and CRE long term, business and restaurant advisors, work from home issues and curbside eating and delivery. More Info

$55

1.5General Credits
How The New Proposed Tax Bill Can Impact Your Retirement Account

The recent tax proposal released by the House Ways & Means Committee has a huge impact on retirement accounts. This informative CLE course will provide details to key provisions of the proposal including the $10m retirement account cap, the elimination of Backdoor Roth IRA and of Mega Backdoor Roth IRA’s. Other provisions to be discussed include: Asset holding prohibitions Investment using IRA’s in entities for which you are an owner Statute of limitations extensions And more More Info

$29

1.1General Credits
Business Interruption Coverage Post-Covid: Property and Business Interruption Claims and Forensic Accounting

Income losses from COVID-19 are a continued problem in industries throughout the US. Many, whether private organizations or public entities, have employed their Business Interruption insurance policy to offset the loss. This CLE course will present the current state of insurance claims for such interruptions and explain how to prepare, present and support a lost income claim. The course, presented by experienced professionals in the field of business interruption insurance, wil... More Info

$29

1General Credit
Representing the Founders and Initial Investors in a Startup Technology Company

The start-up phase of a technology company requires the assembly of a management team, the development and testing of products and services, marketing strategies and intellectual property research. Most importantly, it is when the initial capital is raised. This entertaining CLE presentation whose fast-pace mirrors the frenetic energy of start-ups will present the most common corporate, securities and tax law issues that are involved when representing start-up founders or early-stage i... More Info

$55

1.5General Credits
Comic Book Contract Negotiation And Drafting

An engaging CLE course designed to address the provisions common to comic book agreements and client interview exercises, participants will engage in mock negotiations while learning to spot common problems. The course, which is facilitated by experienced comic book industry attorneys, will also offer a hands-on guide to drafting and editing agreements. More Info

$55

2General Credits
Representing Comic Book Creator Clients

The comic industry has seen some serious shifts in the last two years. This informative CLE course will present the fundamentals of representation in the comic book industry and explain new areas of litigation and transactional work. New distribution models, NFT’s and other developments and their impact on the industry will be explored along with topics of inclusion and diversity essential to successful representation. More Info

$81

3.1General Credits
The Patent Process for the Curious: What Lawyers Need to Know

Patent law is one of the lesser known areas of law, in particular from a procedural standpoint. Special licensing and exclusive exams, as well as an undergraduate degree in science or engineering, dictate who can practice patent law and only practitioners will have real in-depth knowledge. With only about 40,000 active practitioners in the US, course work in the field is extremely limited. Regardless, it isn’t uncommon for an attorney with little or no background in patent prosecution... More Info

$29

1General Credit
International Joint Ventures: Problems, Solutions and Approaches

The legal issues surrounding cross-border joint ventures (JVs) can be somewhat complex. This CLE course will address all the basics such as purpose, management, governance and capital contributions. The course will also cover veto rights, profit distributions, transfer restrictions, minority protections and dispute resolution specifically within the context of international or cross-border ventures which means that cultural and foreign law issues, international taxation, profit repatri... More Info

$55

1.6General Credits
Counsel's Role in Developing & Adopting a Code of Ethics

Almost every organization today has a code of ethics they claim to abide by. But are these codes policies? Legal requirements? Are they enforceable? Are there exceptions? This CLE course will address all of this and more and explain the attorney’s role in developing and implementing the enforcement of these codes. The course will address all of these issues as they relate to the code being upheld by a small group of representatives yet scrutinized by the public at large as well as stak... More Info

$34

1Ethics Credit
Increasing Revenue for Your Clients and Yourself Through Franchising

Looking to increase your revenue through franchising? This CLE course will explain the advantages of franchising and its potential for success in the US. The types of businesses that can be franchised and the process for establishing a franchise system, including registration requirements in various states will be discussed. The Franchise Disclosure Document as well as duties and options as a franchise attorney will be presented. More Info

$29

1.3General Credits
Overview of FinTech Regulation and Compliance

Companies that utilize new technology to automate and improve the delivery of financial services, known as FinTech, face many challenges. This CLE course will explain the core principles and regulatory issues in the US which govern the primary aspect of financial services such as funds, securities, money transition, commodities, anti-money laundering and even basic banking. The course is primarily geared to attorneys, but anyone interested in FinTech has a lot to gain. More Info

$29

1General Credit
How Covid-19 Legislation has Impacted Commercial Landlord-Tenant Litigation

Commercial landlord-tenant litigation has been greatly impacted by COVID-19 legislation, dramatically altering the commercial landlord-tenant practice. This CLE course will explain the key legislation and executive orders which had an impact on the ability of a landlord to collect rent, the tenant’s ability to delay rent payments and the guarantor’s ability to eschew personal responsibility. The course will offer practical considerations and suggestions in light of the new chan... More Info

$55

2.1General Credits
Trade Practice and the Alcohol and Tobacco Tax and Trade Bureau

This comprehensive CLE course explains the Federal Alcohol Administration Act and the Code of Federal Regulations’ trade practice laws under the auspices of the U.S. Department of Treasury, Alcohol and Tobacco Tax and Trade Bureau (TTB). The course will describe the three tier system and how the manufacture and distribution of alcoholic beverages works within that system. An overview of trade practice regulations which prevent suppliers from exerting undue influence on distribu... More Info

$29

1General Credit
New York’s Brand-New Power of Attorney

Recently new Power of Attorney laws came into effect. In this comprehensive CLE course, Elizabeth Forspan, Esq. of Forspan Klear LLP will explain the primary changes to the POA form and how to plan in accordance with these new changes. The course will review key items to include when preparing new Power of Attorney forms. More Info

$29

1General Credit
From Law to Leadership: Transitioning into a Business Role

This CLE course will explain how attorneys can successfully transition from practicing law to taking on a business role in an organization. Drawing on personal experience, presenter Mark J. Wuellner explain the process step-by-step from understanding the purpose of the move to finding opportunities, utilizing legal skills and advancing to the C-suite job. The course will present the many misperceptions and challenges attorneys will face as well as the competition in the market.... More Info

$29

1.1General Credits
For Those Who Dare: Practical Legal Approaches to Funding Start-Up Companies

Start-up companies are exciting when you get in at the beginning, but things can easily get messy. It requires flexibility and vision, lots of time commitment, money and quality legal advice. This CLE course will present the various types and stages of funding for start-ups, from bootstrapping to priced equity round. The course will also address other topics that can help prepare and position start-ups for successful fundraising. More Info

$29

1.2General Credits
Litigation Support Services Performed by Forensic Accountants

Complex accounting, valuation and other business issues can stymie even the most competent lawyers, judges and juries. Forensic accountants provide valuable services in these instances. Whether it is interpretive analysis, investigations or damages analysis, these accountants are the specialists. This CLE course will explain the many types of litigation support services, the impact of forensic accountants on all stages of the litigation process and case study support for the benefit of... More Info

$29

1General Credit
Starting Your Own Firm & Scaling It

Interested in starting your own firm but don’t know where to start? This CLE course will offer essential tips and strategies that will guide through the entire process. From leaving your old firm to launching a new one, the course will include pitfalls to avoid, approaching first clients and how to effectively scale your business and ensure long-term growth. More Info

$29

1.2General Credits
Consolidated Audit Trail

Compliance with a consolidated audit trail requires attention and preparation. This CLE course will explain how to properly and effectively prepare for compliance with the consolidated audit trail (CAT) and will include a discussion of deadlines, useful resources, and firm obligations. The course will also offer an update on the CAT National Market System (NMS) Plan. A review of test release updates, and information on upcoming dates worth noting will be included. More Info

$29

0.8General Credit
Enforcement Developments

This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practices. The course will also present important decisions and settlements that offer insight into the process and illustrate the priorities of FINRA. More Info

$29

1General Credit
Regulation Best Interest and Form CRS: Recent Observations and What to Expect

This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help with current and future compliance issues. The course will present some of the challenges firms may face in reconciling Reg Bi and Form CRS delivery as well as best practices for supervisi... More Info

$29

1General Credit
FINRA’s Examination and Risk Monitoring Program

A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and risk monitoring programs and review risk monitoring activities. The course will present what expectations you should have form the exam program and planning process and provide informati... More Info

$29

1General Credit
Gamification, Social Media, and Digital Communications Perspectives

Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification features on broker-dealers’ apps and websites. The course will consider the impact on notifications and alerts, digital marketing and the impact of social media, particularly during the pandemic and beyond. The course will explain h... More Info

$29

1General Credit
Remote Supervision: Compliance Challenges in a Remote Working World

Day-to-day operations in firms all over the world were severely disrupted by the COVID-19 pandemic. With the majority of staff working remotely, supervisory practices were completely overhauled. The CLE course, presented by FINRA staff and industry specialists, will present the many challenges firms face with remote work and how we can all learn from these experiences to improve our Business Continuity Plans (BCP’s). More Info

$29

1General Credit
Privacy Law & Policy: Keeping Clients Out of Regulators’ Crosshairs

Consumer-facing businesses are under growing compliance pressure with the evolving privacy laws such as California’s Consumer Privacy Act (CCPA) and other enhanced state data breach laws. This informative CLE course will offer a solid background on both current and emerging federal and state privacy gaps and explain how to advise clients on compliance-related issued. The course will present real-world events as well as enforcement actions and explain privacy requirements and challenges... More Info

$55

1.5General Credits

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