Securities Law Bundle - New Hampshire CLE

We have selected our most popular lectures and bundled them together into our New Hampshire Securities Law Bundle. This Bundle contains 12 Credit Hours of NH CLE Lectures - Including 2 Credit Hours of Ethics.

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New Hampshire MCLE
Accreditation Info

New Hampshire attorneys must self-determine whether a program is eligible for credit and self-report their attendance. The United Institute for Continuing Legal Education believes that its courses meet the requirements of NH Supreme Court Rule 53 and qualify towards the annual NHMCLE requirement. To view our full accreditation details please .

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12
Credit Hours
of CLE Lectures
  • 2 Ethics
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Only $149
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Courses priced individually at $381
  • 2 Ethics

Securities Law Bundle Includes:

  • $34

    Ethical Issues in Representing Clients with Diminished Capacity

    Ethics Credits: 1

    This informative CLE session will delve into the legal guidelines that apply to attorneys when assisting clients who face diminished capacity. The discussion will shed light on the potential risks of fraud and abuse that individuals with diminished capacity may encounter. Attendees of this cour...

  • $55

    Overhaul of Regulatory Capital Requirements Proposed By US Banking Regulators

    General Credits: 1.5

    This CLE course will examine the new, and fairly extensive, list of revisions to the regulatory capital requirements for both large and midsize banking organizations which were jointly proposed by US federal banking regulators. The revisions, which are quite lengthy, would seriously alter the requi...

  • $29

    Hot Topics in Municipal Securities and Other Fixed Income

    General Credits: 1

    During this CLE program, a wide range of essential aspects pertaining to fixed income securities will be covered. This includes examination priorities, common findings, and enforcement actions, as well as rulemaking specific to the fixed-income market. An update on SEC Rule 15c2-11 will also be pro...

  • $29

    Leveraging Regulatory Technology for Your Firm

    General Credits: 1

    In this CLE, the panelists delve into the impact of RegTech on the securities industry, examining the associated benefits, risks, and regulatory factors. They explore a range of RegTech tools that can enhance compliance efforts, including the innovative Machine Readable Rulebook introduced by FINRA...

  • $29

    Current Issues Under Regulation Best Interest and Form CRS

    General Credits: 1

    A dynamic forum brings together regulators and industry practitioners, fostering discussions that encompass a wide range of current topics and valuable lessons derived from experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). These exchanges of insights d...

  • $29

    Market Regulation and Transparency Services Priorities: What You Need to Know

    General Credits: 1

    Join us for an engaging session where FINRA staff will provide comprehensive insights into the latest updates on market regulation and transparency priorities concerning equities, options, and fixed income compliance programs. During this session, our esteemed panelists will discuss the followin...

  • $29

    Market Structure: Current Developments and Future Trends

    General Credits: 1

    In this CLE program, panelists will engage in a discussion about the latest advancements in market structure. They will cover topics such as order handling, order routing, execution quality disclosure, and other relevant developments pertaining to fixed income and equity securities. The session...

  • $29

    Capital Formation: Current Regulatory Landscape and Challenges

    General Credits: 1

    Join us for an informative session where you can expand your knowledge on the regulatory landscape, potential challenges, and available resources for firms in the context of capital formation. In this CLE program, we will cover the following topics: Exploring the current regulatory landscape Ex...

  • $29

    Compliance and Legal Trends

    General Credits: 1

    This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are...

  • $55

    The Case Against Tipper X

    General Credits: 1.5

    On what he thought was a typical workday in New York City, Tom Hardin woke up, went to the gym and ran a few errands on the way to the office. And on his way, two FBI agents suddenly appeared, publicly flashed their badges and began questioning him about his job. Tom was shocked and confused an...

  • $34

    Analyzing the Right and Ethical Way to Prepare Witnesses in Criminal Cases

    Ethics Credits: 1

    The zealous representation of clients is the obligation of all attorneys. But that obligation does not give them the right to ignore the rules of professional conduct, or that of honesty and candor in front of the tribunal. Creating a balance between the two can certainly present a challenge. T...

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