In today’s fraud-prone financial environment, attorneys must be prepared to navigate the legal complexities of investor-targeted schemes. This course focuses on equipping legal professionals with the tools and insight needed to support clients through the full arc of a fraud incident—before, during, and after it occurs.

Participants will follow the progression of a modern fraud scheme, analyzing how investors are approached and deceived, and exploring the critical legal touchpoints that arise throughout the process. The discussion will include how to interact with affected individuals, manage firm responsibilities during active fraud events, and coordinate with regulators or external parties when necessary.

Beyond incident response, the session will also explore strategies to reduce investor vulnerability going forward, with an emphasis on preventing recidivism and re-exploitation. Attorneys will learn about legal resources, firm-level tools, and compliance practices available to support broader investor protection efforts.

This program is ideal for lawyers advising financial firms or investor clients who need practical, legally sound approaches to evolving fraud threats.