Pennsylvania CLE - On-Demand Courses

This is a listing of CLE Courses for Pennsylvania. Please make your selection below of Pennsylvania CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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Pennsylvania CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a Pennsylvania Accredited CLE Provider (Provider ID 6208). To view our full accreditation details please .

  • On-Demand
    Online & iOS/Android App

    When One Door Closes: A Primer on Automatic Door Cases for the Premises Liability Practitioner

    Doors are a seemingly innocuous element of our day-to-day lives. Yet surprisingly, they cause frequent damage to patrons of businesses, residences and medical complexes. The liability issues that may result from the simple installation of a door are numerous and attorneys cannot afford to be lulled into a belief that store operators or building owners don’t bear responsibility. This CLE course, designed for personal injury attorneys as well as others, will offer a detailed, introductor... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Back to the Future in Fixed Income Investing? Navigating a Changing Landscape in Municipal and Fixed Income Securities

    This CLE course will address the most common content standards between FINRA Rule 2210 and MSRB Rule G-21 as well as their primary differences. The course will offer tips and strategies on creating compliant municipal securities communications and considerations for more complex debt instruments. An understanding of how FINRA’s Fixed Income Regulation Staff works with MSRB on municipal securities matters will be presented as will the additional responsibilities of dually registered bro... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Digital Communications and Social Media

    With digital marketing rapidly changing, how do firms remain in compliance? How do we communicate relevant, meaningful information in this dynamic digital age? This CLE course will explain the challenges being faced by industry and regulatory experts and how they are successfully addressing these challenges. The course will touch on hot button issues such as how firms engage technology to address their compliance obligations and how to implement creative methods for effective disclosur... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Ethical Concerns for Vehicle and Traffic Law Matters

    Ethical issues can arise from any area of law. This CLE course will address those that may arise specifically from Vehicle and Traffic matters. The course will present methods to effectively advocate for your client while remaining within the boundaries of your ethical responsibilities. The course will include a discussion of plea negotiations with prosecutors on DWI’s and moving violations, as well as plea restrictions set by the court as a blanket policy. The course will explain how... More Info

    $34
    1Ethics Credit
  • On-Demand
    Online & iOS/Android App

    Variable Products & Retirement Planning

    Presented by FINRA staff and industry practitioners, this CLE course will explain variable and retirement planning productions including how to create a variable product communication with respect to content and performance. Select topics such as supplemental hypothetical illustrations, comparisons and complexity of investment options and contracts will be addressed as will the importance of audience/context, substantiating claims, and disclosure. A successful review process and an und... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Ad Review Workshop: Part 1

    This dynamic, highly interactive CLE course will offer attendees the opportunity to apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees will work in small groups and present their conclusions to the larger forum with moderators presenting the regulatory perspective, and clarifying misperceptions. More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Advertising Compliance Bootcamp: Select Topics

    This CLE course will address the issues of content violations, disclosure and performance standards of SEC Rules. The course will also explain the current standards for variable insurance product communications, and offer expert guidance as they relate to options communications, rankings presentations, and the fundamental concepts of digital communications such as social media. The course will ensure you understand how to comply with FINRA Rule 2210’s content standards and can apply th... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Advertising Compliance: Fundamentals of FINRA Rule 2210

    Whether you are new to FINRA’s advertising rules or an experienced practitioner looking for a refresher course, this informative CLE course, presented by a panel of FINRA professionals, offers a comprehensive overview of FINRA’s Communications With the Public rule. The course will include filing requirements, content standards, internal approval and supervision. Course panelists answer questions about the rules that apply to financial services communications and marketing materials and... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Current Communications with the Public Regulatory Issues

    This CLE course offers an in-depth discussion on current communications with public regulatory issues. Presented by FINRA and SEC staff, the course will include a discussion of the new Investment Advisers Act Marketing Rule. The course will address recent communications proposals and rule changes as well as provide an understanding of the new marketing rule that will impact firm communications. More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Exempt Offerings

    Designed to address industry and regulatory developments related to Reg D and Reg A+ offerings, this CLE course will address recent regulatory findings and common concerns. The course will also offer practical information and best practices for firms offering these products to retail investors. A discussion of Regulatory Notices 20-21 and 21-26 will be included. More Info

    $29
    1General Credit
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