Utah MCLE - Securities Law Courses

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Utah MCLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an approved UT CLE Sponsor. All courses offered on UnitedCLE.com for Utah attorneys have been individually approved by The Utah State Board of Continuing Legal Education. To view our full accreditation details please .

Securities Law Courses

  • Live Webinar
    Thursday, October 16, 2025
    11:00 AM - 1:00 PM Eastern Time (EDT)

    Live Webinar: Representing the Startup Enterprise Through the “Four Stages” of Capital Formation

    Every startup’s growth story is marked by critical moments in securing outside investment, and the legal issues evolve as the company advances. This CLE program walks attorneys through the four stages of capital formation, highlighting what counsel must know to effectively represent an emerging enterprise. The journey begins with founders funding their own venture, then expands to friends-and-family contributions and, in some cases, crowdfunding campaigns targeting customers or online s... More Info

    $55
    2General Credits
  • On-Demand
    Online & iOS/Android App

    The State Of The Art of Investment Advisor Regulations

    This CLE course provides practical guidance for investment advisers following the Fifth Circuit's decision to vacate the SEC's latest Private Investment Adviser regulations. We will explore the reasons behind the SEC's decision not to appeal and the resulting implications. The course will also address current trends and best practices in artificial intelligence, the Marketing Rule, and other recent regulatory developments. Additionally, we will discuss broader judicial decision... More Info

    $29
    1General Credit
Decorative Arc

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