Alabama CLE - Finance and Banking Courses

This is a listing of Finance and Banking CLE Courses for Alabama. Please make your selection below of Alabama CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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Alabama CLE
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Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Alabama State Bar Accredited CLE Sponsor. To view our full accreditation details please .

  • Live Webinar
    Thursday, July 13, 2023
    1:00 PM - 2:00 PM Eastern Time (EDT)
    $29
    1General Credit
  • Live Webinar
    Tuesday, August 15, 2023
    12:00 PM - 1:30 PM Eastern Time (EDT)

    Live Webinar: What Attorneys Need to Know About Reading and Understanding Financial Statements

    A full description of this course will be coming soon. Stay tuned! More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    You Won! Now What? Collecting Civil Judgments Under Illinois Law

    Even if you successfully prosecute a civil case to judgement, clients aren’t typically satisfied unless they receive money at the end of a case. This is particularly important for attorneys who work on the basis of contingent fees. In cases where a judgement debtor does not have insurance, or when the judgment exceeds its limits, it’s critical to understand collection law to ensure that everyone, including you, is paid in the end. This CLE course will present the basics of a collection... More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    BIZ BUZZ: Starting, Buying and Selling Small Businesses

    Launching, buying, selling or franchising a business requires many steps, in-depth analysis and an understanding of the various legal issues. Big Buzz covers the five different methods small entities leave or enter into a small business. This CLE course will address these methods from a variety of perspectives – that of an attorney handling more than 30 closings a year, that of an owner of both successful and failing businesses, and that of an investor in many small businesses. The cou... More Info

    $55
    2General Credits
  • On-Demand
    Online & iOS/Android App

    Evaluating a Franchise for a Franchisee: What Attorneys Need to Know

    The decision to purchase a franchise is fraught with legal issues. This CLE course will guide counsel representing and franchisee in evaluating such a decision. The course will explain how to review the FDD and Franchise Agreement and how to negotiate the addendum. Key considerations to analyze in deciding to purchase as well as strategies for negotiating the deal will be discussed. More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Franchise Sales Compliance

    Designed to assist legal counsel representing a franchisor in their understanding of how to client-franchisor compliance with federal and state laws related to franchises, this CLE course will address compliance issues in practical and understandable terms. The course will provide practical examples to assist counsel in explaining concepts to potential and current clients. More Info

    $55
    2General Credits
  • On-Demand
    Online & iOS/Android App

    Broker Lien Rights: What Attorneys Need to Know

    Presented by a seasoned attorney who authored or lobbied on behalf of the roughly 34 states with commercial real estate broker lien rights, this CLE course will address a variety of related issues. The course will address protected commission claims, the prerequisite of such claims, timing, and legislative history. Advice on enforcements as well as guidelines for drafting a lien, asserting and serving a claim, foreclosing and defending judgement a the appellate level will be addressed.... More Info

    $55
    1.5General Credits
  • On-Demand
    Online & iOS/Android App

    Current Trends and Threats in Financial Crimes

    During this CLE session, Deputy Director Abbate and Under Secretary Nelson engage in a comprehensive dialogue on the most recent advancements in financial crimes and the risks associated with illicit finance. The discussion encompasses novel and emerging threats concerning money laundering, fraud, securities fraud, cybercrime, digital assets, and sanctions. More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Financial Responsibility Rules and Relevant Touchpoints

    Join us for an enlightening CLE course where our esteemed panelists will explore a range of topics related to SEC and FINRA financial responsibility rules. The discussion will encompass the regulatory obligations imposed on introducing, intermediary, carrying, and clearing firms as outlined in FINRA Rule 4311 and SEA Rule 17a-4. In addition, the panel will delve into other subjects such as liquidity management and the intricacies of fully-paid lending. More Info

    $29
    1General Credit
  • On-Demand
    Online & iOS/Android App

    Private Placements: The Latest Regulatory Developments and Compliance Considerations

    This CLE program will explore the latest private placement regulatory advancements, with a particular focus on regulatory notice 23-XX. Gain valuable insights into compliance responsibilities and best practices concerning Reg BI, sales materials, due diligence, conflicts of interest, and other pertinent topics. This session will cover the following areas: In-depth analysis of recent regulatory developments, compliance obligations, and effective practices pertaining to private placem... More Info

    $29
    1General Credit
Decorative Arc

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