Alabama CLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Alabama. Please make your selection below of Alabama CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Alabama CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Alabama State Bar Accredited CLE Sponsor. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
Essentials of Corporations, Partnerships and LLC's
Presented by business lawyers Eli Greenberg and Mark Silverstein, this CLE course will offer an overview of the four principle business entities - Corporations, General Partnerships, Limited Liability Companies, and Limited Partnerships. The course will explain the ins and outs of organizing, managing and financing such entities as well as how to deal with mergers & acquisitions and option plans. Fiduciary duties and indemnification of management will also be discussed. More Info
$291.3General Credits -
On-DemandOnline & iOS/Android App
Avoiding Legal Malpractice and Breach of Fiduciary Duty
This CLE course will explain how legal standards of fiduciary duty are adaptable to the capital markets and financial services industry. Presented by attorney Norman Arnoff, the course will review tips and strategies to protect against legal action including documentation, informed consent and reporting as well as aspects of legal malpractice including: • Attorney client relationships • Breach of duty of care • Cognizable economic damages (not unquantifiable damages) •... More Info
$341.3Ethics Credits -
On-DemandOnline & iOS/Android App
What Attorneys Need to Know About Capital Markets and Ratings
Ratings play a critical role in today's capital markets and the global economy. While lawyers come across ratings every day, they may not know what a rating actually means. Many do not understand the role that ratings played in the Credit Crisis. This informative CLE course presented by Jack Chen, a New York attorney and ratings expert, explains everything a lawyer should know about ratings and rating agencies. The course examines the regulatory framework and explains who uses ratings... More Info
$291.25General Credits -
On-DemandOnline & iOS/Android App
The Nuts, Bolts and New Developments in Land Use Practice in New York City
Land use in New York City has undergone dramatic changes which include recent developments on grant applications by the City Planning Commission and City Council. This CLE course will examine these changes and the new emphasis on affordable housing and public realm improvements which have greatly shaped New York City land use practice in the past year. The course will explore the basics in New York City land use practice and review the course of development under New York’s City Zoning Resolutio... More Info
$291.25General Credits -
On-DemandOnline & iOS/Android App
Raising Capital in the Internet Age: The Current State of Crowdfunding
With new regulations governing Internet fundraising being passed in an industry that is still developing, the newest information is critical. This CLE course will review all the recent crowdfunding regulations including Title III of the JOBS Act. The Act, which joins two prior regulations, permits a person or company to offer securities over the Internet for up to $1 million in a 12 month period. Previous regulations revolve around equity offerings and taken together, the new rules make it vastl... More Info
$291.25General Credits -
On-DemandOnline & iOS/Android App
Introduction to Structured Finance
An alphabet soup made up of RMBS, CMBS, CDOs, SIVs have been in the press for the last few years and while they perform an integral part of the capital markets, few know what they are. Some commentators and regulators have alleged that these sophisticated financial instruments were responsible for the Credit Crisis that nearly destroyed the global economy. What are these structured products, how do they work and who created them? New York attorney and subject matter expert Jack Chen... More Info
$291.25General Credits -
On-DemandOnline & iOS/Android App
Banking Law for the General Practitioner
Designed for general practitioners and all practice specialties, this CLE course will provide a general overview of US banking law with the goal of familiarizing attorneys with the US banking systems and all its complexities. The course will explain how banks are formed, permissible activities, applicable regulations and statutes, and the latest reform efforts. The course’s comprehensive materials provide a valuable legal banking resource for future use. More Info
$291.25General Credits -
On-DemandOnline & iOS/Android App
The Highs and Lows of Cannabis Land Use Regulations
Weed is now legal in 21 states, with more than 155 million Americans able to legally possess marijuana. However, it remains classified as a Schedule I drug on the Controlled Substances Act, which is the same category as heroin, meaning it can disqualify someone from entering the U.S. military or for applying for a security clearance. Even those cannabis businesses operating in state-legal markets struggle to fund their start-up costs because they are restricted from opening bank accounts or ge... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Reverse Mortgages: Stay In Your House For The Rest Of Your Life? Not So Fast!
Reverse mortgage holders often file foreclosure actions without any basis for doing so. This CLE course will present a detailed overview of the determinations, which are at times very problematic, of reverse mortgage servicers of non-occupancy by borrowers. The course will also offer guidance to attorneys who need to litigate these actions on their clients’ behalf. Valuable insight into the effective handling of the entire process of such cases will be reviewed. More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Regulation of Banks in the U.S.
Offering a comprehensive overview of the significant bank regulatory laws beginning in the Great Depression and stretching through to the 2010 Dodd Frank Act, this CLE course will explain all aspects of bank regulation in the US. The course will explain the state and federal agencies that have jurisdiction over banks and a variety of the regulatory compliance requirements including Dodd Frank Act requirements. Trends in governmental enforcement action against banks, recurring cycles of deregulat... More Info
$291.2General Credits
