Missouri MCLE - Finance and Banking Courses
This is a listing of Finance and Banking CLE Courses for Missouri. Please make your selection below of Missouri CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Missouri MCLE
Accreditation Info
Missouri attorneys may earn all 15 credits from the United Institute for Continuing Legal Education. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
Can We Get Back to Business? The FDCPA and The Post-Covid World
As businesses begin to open their doors after the COVID shutdown, cash-flow, collections and receivables are once again at the forefront of people’s minds. How should business address receivables in consumer transactions? How did COVID impact the collection of receivables and what does the Fair Debt Collections Practices Act (FCPA) require? Is there a difference between commercial and consumer collections? This CLE course will review the FDCPA, explain the new rulings and case... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Transfer Pricing for Multinationals: Practical Insights for Attorneys
Amongst the many challenging tax issues facing multinational companies today, transfer pricing is by far the most contentious and the most expensive. Faced with the competing requirements of the IRS and international tax authorities, many companies are struggling to navigate the issue. This informative CLE course will explain how attorneys can practically and properly identify and assess client global transfer pricing issues. The course will review the requirements of Section 6662 docu... More Info
$551.8General Credits -
On-DemandOnline & iOS/Android App
Increasing Revenue for Your Clients and Yourself Through Franchising
Looking to increase your revenue through franchising? This CLE course will explain the advantages of franchising and its potential for success in the US. The types of businesses that can be franchised and the process for establishing a franchise system, including registration requirements in various states will be discussed. The Franchise Disclosure Document as well as duties and options as a franchise attorney will be presented. More Info
$551.6General Credits -
On-DemandOnline & iOS/Android App
Overview of FinTech Regulation and Compliance
Companies that utilize new technology to automate and improve the delivery of financial services, known as FinTech, face many challenges. This CLE course will explain the core principles and regulatory issues in the US which govern the primary aspect of financial services such as funds, securities, money transition, commodities, anti-money laundering and even basic banking. The course is primarily geared to attorneys, but anyone interested in FinTech has a lot to gain. More Info
$291.3General Credits -
On-DemandOnline & iOS/Android App
Litigation Support Services Performed by Forensic Accountants
Complex accounting, valuation and other business issues can stymie even the most competent lawyers, judges and juries. Forensic accountants provide valuable services in these instances. Whether it is interpretive analysis, investigations or damages analysis, these accountants are the specialists. This CLE course will explain the many types of litigation support services, the impact of forensic accountants on all stages of the litigation process and case study support for the benefit of... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Gambling: The "Secret" Addiction
Alcoholism, drug addiction and mental health disorders are on the rise, leading to an increase in impairment in the legal profession. According to the statistics, 1 in 3 attorneys will need mental health services at some point in their careers. Yet there are other addictions, such as gambling, which is lesser known but can be just as damaging. The US Supreme Court Case of Murphy vs. NCAA upheld the legality of gambling across the country and in almost no time, Pennsylvania had on-line... More Info
$291.4General Credits -
On-DemandOnline & iOS/Android App
Consolidated Audit Trail
Compliance with a consolidated audit trail requires attention and preparation. This CLE course will explain how to properly and effectively prepare for compliance with the consolidated audit trail (CAT) and will include a discussion of deadlines, useful resources, and firm obligations. The course will also offer an update on the CAT National Market System (NMS) Plan. A review of test release updates, and information on upcoming dates worth noting will be included. More Info
$291.1General Credits -
On-DemandOnline & iOS/Android App
Enforcement Developments
This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practices. The course will also present important decisions and settlements that offer insight into the process and illustrate the priorities of FINRA. More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Regulation Best Interest and Form CRS: Recent Observations and What to Expect
This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help with current and future compliance issues. The course will present some of the challenges firms may face in reconciling Reg Bi and Form CRS delivery as well as best practices for supervisi... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Doing More With Less: Challenges of a Small Firm Compliance Department
This CLE course will explain how to mitigate regulatory risk while simultaneously fulfilling your duties as officers of the firm. The course will explain how to create a fiscally responsible compliance program and how to ensure commitment to its policies. Presented by FINRA staff and industry practitioners, the course will explain both how to assess and avoid potential risk situations as well as allocate resources for the establishment of a compliance program. The course will cover iss... More Info
$291General Credit
