New York CLE - Business Law Courses
This is a listing of Business Law CLE Courses for New York. Please make your selection below of New York CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
New York CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Accredited NYS CLE Provider. To view our full accreditation details please .
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Comic Book Contract Negotiation and Drafting Practicum
There are three agreements that are critical for attorneys representing comic book creators – the services agreement, the publishing agreement and the motion picture option/purchase agreement. With the help of veteran comic book publishing attorneys, this CLE course will explain best practices for negotiating these types of agreements from the negotiation to the drafting stage and also stage mock negotiations for participants. The course will also take into account specific issues such as page r... More Info
$552Prof Practice -
Commercial Arbitration Clauses for Business Lawyers
Typically more cost-efficient and less combative, commercial arbitration begins with a formal agreement between parties to a commercial transaction. Unfortunately, arbitration clauses have been relegated to boilerplate status and are often ignored. This CLE course, presented by business law specialist Richard Waxman whose vast experience in arbitration makes him the ideal presenter, will provide an overview of the commercial arbitration process and related clauses. The course will then provide a... More Info
$552Prof Practice -
Commercial Pace, The New Kid On The Block: The Legal Framework For A New Form Of Commercial Real Estate Financing
The Commercial Property Assessed Clean Energy Financing (C-PACE) is a new tool for property owners and developers which offers low interest and longer terms with a super-priority lien. It functions like a muni bond but can still be placed in a capital stack. This CLE course will explain the basics of the C-PACE is enabled and describe its legal structure, status and how it can be put to work for your clients from developers, banks, local governments or private owners. More Info
$291Prof Practice -
Commercial Real Estate Transactions: Avoiding Pitfalls when Representing a Buyer or Seller
Buying and selling a commercial property is a complex endeavor. This CLE course will present potential pitfalls as well as tips and strategies to avoid them. The course will cover contract negotiations and offer a checklist to ensure proper preparation for common issues that may arise. More Info
$291Prof Practice -
Common Examination Findings and Compliance Effective Practices for Institutional Firms
In this CLE course, industry practitioners will offer their experiences during FINRA cycle examinations, the corrective action taken and compliance procedures and practices based on their experiences. The course will provide expert guidance on preparing for the examination, the common deficiencies to be aware of, the examination process itself and how to facilitate it, and how to initiate procedural controls in response to the most common deficiencies noted. More Info
$291Prof Practice -
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus)
Focused specifically on medium and large firms, this CLE course addresses common deficiencies uncovered FINRA examination and proactive measures that can be taken in response to exam recommendations. Senior staff explain the exam process, how to facilitate it and best practices when undergoing the process. The course will explain techniques to strengthen the current compliance program and prepare for your next examination. More Info
$291Prof Practice -
Common Issues with Navigating the Changing Landscape of Multistate Taxation of Crypto Currency & Crypto Based Companies
State Taxation varies across US states. The State and Local Tax (SALT) levels in particular are different for every jurisdiction with their own tax code and tax treatment for different types of applications. For example, the revenue from a particular company is classified in California may vary widely from how it is viewed in Texas. The US Supreme Court, citing the Commerce Clause and various other constitutional considerations, places limitations on a state’s power to tax. One of these rela... More Info
$291Prof Practice -
Communications Compliance: Current Developments
Designed to address current communications compliance and marketing practices, this informative CLE course will offer guidance on how FINRA’s communication rules are applicable in virtual environments, particularly regarding ESG and other investment trends. The course will explain the regulatory implications of complex products and services including crypto assets and emerging technologies with regards to marketing compliance. The course will address revisions made to FINRA Rules 2210... More Info
$291Prof Practice -
Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions
The Federal Reserve’s finalized revisions to determining one company’s control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act have been completed and though the final rule codified existing control standards, it simultaneously introduced new concepts and raised critical questions about the industry. Since these revisions, the industry has continued to grapple with how these revisions should be applied, particularly as it applies to contractual r... More Info
$551.5Prof Practice -
Compliance and Legal Trends
This CLE program will delve into the emerging trends, pivotal focus areas, and strategic initiatives that are currently shaping the landscape. Gain valuable insights from the panelists as they analyze the impact of these transformative changes on compliance practices. Discover how organizations are adapting, evolving, and effectively responding to the interplay of business dynamics, regulatory developments, and technology advancements. This engaging discussion offers a unique opportuni... More Info
$291Prof Practice