Alabama CLE - Business Law Courses
This is a listing of Business Law CLE Courses for Alabama. Please make your selection below of Alabama CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
Alabama CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Alabama State Bar Accredited CLE Sponsor. To view our full accreditation details please .
-
On-DemandOnline & iOS/Android App
Regulation Best Interest and Form CRS: Recent Observations and What to Expect
This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help with current and future compliance issues. The course will present some of the challenges firms may face in reconciling Reg Bi and Form CRS delivery as well as best practices for supervisi... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
FINRA’s Examination and Risk Monitoring Program
A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and risk monitoring programs and review risk monitoring activities. The course will present what expectations you should have form the exam program and planning process and provide informati... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Gamification, Social Media, and Digital Communications Perspectives
Gamification and social media have the potential to capture investors’ attention and influence their behavior. This CLE course will explain FINRA’s view on the dynamic world of digital communications as well as the risks and benefits of gamification features on broker-dealers’ apps and websites. The course will consider the impact on notifications and alerts, digital marketing and the impact of social media, particularly during the pandemic and beyond. The course will explain h... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Remote Supervision: Compliance Challenges in a Remote Working World
Day-to-day operations in firms all over the world were severely disrupted by the COVID-19 pandemic. With the majority of staff working remotely, supervisory practices were completely overhauled. The CLE course, presented by FINRA staff and industry specialists, will present the many challenges firms face with remote work and how we can all learn from these experiences to improve our Business Continuity Plans (BCP’s). More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Privacy Law & Policy: Keeping Clients Out of Regulators’ Crosshairs
Consumer-facing businesses are under growing compliance pressure with the evolving privacy laws such as California’s Consumer Privacy Act (CCPA) and other enhanced state data breach laws. This informative CLE course will offer a solid background on both current and emerging federal and state privacy gaps and explain how to advise clients on compliance-related issued. The course will present real-world events as well as enforcement actions and explain privacy requirements and challenges... More Info
$551.5General Credits -
On-DemandOnline & iOS/Android App
Litigating Successfully: Understanding Commercial Division Rules Adopted by the NY Trial Courts and More
The new Uniform Rules of Court for the NY Supreme and County Courts have been adopted with the intent of adding selected Rules of the NYS Commercial Division. This CLE course will identify the new rules as well as explain how these new rules impact their litigation in New York State courts. The course will ensure you are knowledgeable on how these rules apply. More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Representing Applicants before State Liquor Authorities and the TTB
It’s difficult to imagine a time when the sale of alcohol was prohibited. Yet the current three tier system for the manufacture, distribution and sale of alcoholic beverages in the US was the result of prohibition. This CLE course, presented by Arielle Albert and Keven Danow, will present the regulatory schemes that states adopted to address these issues before the prohibition when states either took control over sales, elected a licensing scheme or remained dry, or at least partially... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Business Acquisition Transactions: Helping Your Client Buy the Right Business on the Right Terms
With a view from the perspective of a buyer’s attorney, this CLE course will guide you through the process of a lower middle market business acquisition. The course will explain the ins and outs of the transaction process including documentation and negotiation of the terms of an Asset Purchase Agreement. More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Law Office Succession Planning: Options & Ethical Rules
Succession planning never seems like an emergency, but it is critical to ensuring your business’s future. This CLE course will address planning options available to attorneys for succession, including a focus on the difference between internal and external succession plans as well as contingency planning in the event of unexpected death or disability. The course will delve into how a practice may be valued as well as the many NY Rules of Professional Conduct that apply to the successio... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
ADA Website Compliance: Is Your Website Lawsuit Proof?
Section 508 of the American with Disabilities Act (ADA) stipulates a variety of issues pertinent to Website ADA Compliance. This CLE course will explain these issues and the significance and impact of increased accessibility and how that relates to the ADA. With data innovation giving new significance to the notion of equal access for all from the perspective of accessibility for those with disabilities as well as the untapped market they embody, this course will offer the data, resour... More Info
$291.1General Credits
