New York CLE - All Courses

This is a listing of CLE Courses for New York. Please make your selection below of New York CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.

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New York CLE
Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Accredited NYS CLE Provider. To view our full accreditation details please .

All Courses
  • Creative Client Representation in Times of Change: How Changing Administrations Change Your Immigration Practice

    As presidential administrations change, it becomes more important to maintain a flexible immigration practice. As the political realities veer from one extreme to another, opportunities open and close on your foreign national clients. Whether as a result in changes in enforcement policies, judge and officer turnover or new AG decisions, a creative attorney needs to be on the ball to find avenues to help their current and potential clients. This CLE course will teach you everything you... More Info

    $29
    1Prof Practice
  • Total Disability: Everything You Need To Know

    This CLE course will offer a comprehensive overview of Workers Compensation from the perspective of attorneys for the claimants. The course will leave you better able to handle injury issues whether they happen in or out of the workplace and will address strategies to take on even large insurance companies when representing your client and offering more effective advise throughout the Workers Compensation process. More Info

    $55
    2Prof Practice
  • Client Intakes: Tips for Effective Sign-Ups

    Client intake is an essential part of the representation process and sets the terms of your relationship. This CLE course will explain how to conduct an effective client intake and how to use it to determine if and how you want to represent the client. Identifying case strategy, potential issues and managing expectations during the initial intake will be presented and discussed. More Info

    $29
    1Prof Practice
  • Change is the Only Constant: Foreclosure Statute of Limitations, Trial Practice, and Covid-19 Procedures

    With New York foreclosures at a standstill for over a year, it’s likely you have fallen behind regarding recent developments. This CLE course will get you up to speed on newly-imposed court procedures, administrative orders and case law from the appellate divisions and Court of Appeals, all of which have ramifications on how foreclosures will be handled once the moratorium is lifted. The course will provide you with new information, particularly as it relates to COVID-19 procedures, st... More Info

    $55
    1.5Prof Practice
  • Consolidated Audit Trail

    Compliance with a consolidated audit trail requires attention and preparation. This CLE course will explain how to properly and effectively prepare for compliance with the consolidated audit trail (CAT) and will include a discussion of deadlines, useful resources, and firm obligations. The course will also offer an update on the CAT National Market System (NMS) Plan. A review of test release updates, and information on upcoming dates worth noting will be included. More Info

    $29
    1Prof Practice
  • Enforcement Developments

    This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practices. The course will also present important decisions and settlements that offer insight into the process and illustrate the priorities of FINRA. More Info

    $29
    1Prof Practice
  • Regulation Best Interest and Form CRS: Recent Observations and What to Expect

    This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help with current and future compliance issues. The course will present some of the challenges firms may face in reconciling Reg Bi and Form CRS delivery as well as best practices for supervisi... More Info

    $29
    1Prof Practice
  • Doing More With Less: Challenges of a Small Firm Compliance Department

    This CLE course will explain how to mitigate regulatory risk while simultaneously fulfilling your duties as officers of the firm. The course will explain how to create a fiscally responsible compliance program and how to ensure commitment to its policies. Presented by FINRA staff and industry practitioners, the course will explain both how to assess and avoid potential risk situations as well as allocate resources for the establishment of a compliance program. The course will cover iss... More Info

    $29
    1Prof Practice
  • Ethical Considerations in Conducting Investigations

    Litigation matters often require investigations by lawyers, typically of the opposing parties and the facts underlying the case. These investigations are often conducted by third parties who research public records, interview witnesses and conduct surveillance. These actions may even apply to a lawyer’s own clients or witnesses in order to corroborate or supplement testimony. The relevance of the information and the nuances of how such an investigation should be conducted is critical to this p... More Info

    $34
    1Ethics Credit
  • FINRA’s Examination and Risk Monitoring Program

    A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and risk monitoring programs and review risk monitoring activities. The course will present what expectations you should have form the exam program and planning process and provide informati... More Info

    $29
    1Prof Practice
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