New York CLE - Business Law Courses
This is a listing of Business Law CLE Courses for New York. Please make your selection below of New York CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
New York CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, an Accredited NYS CLE Provider. To view our full accreditation details please .
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Trade Practice and the Alcohol and Tobacco Tax and Trade Bureau
This comprehensive CLE course explains the Federal Alcohol Administration Act and the Code of Federal Regulations’ trade practice laws under the auspices of the U.S. Department of Treasury, Alcohol and Tobacco Tax and Trade Bureau (TTB). The course will describe the three tier system and how the manufacture and distribution of alcoholic beverages works within that system. An overview of trade practice regulations which prevent suppliers from exerting undue influence on distribu... More Info
$291Prof Practice -
New York’s Brand-New Power of Attorney
Recently new Power of Attorney laws came into effect. In this comprehensive CLE course, Elizabeth Forspan, Esq. of Forspan Klear LLP will explain the primary changes to the POA form and how to plan in accordance with these new changes. The course will review key items to include when preparing new Power of Attorney forms. More Info
$291Prof Practice -
From Law to Leadership: Transitioning into a Business Role
This CLE course will explain how attorneys can successfully transition from practicing law to taking on a business role in an organization. Drawing on personal experience, presenter Mark J. Wuellner explain the process step-by-step from understanding the purpose of the move to finding opportunities, utilizing legal skills and advancing to the C-suite job. The course will present the many misperceptions and challenges attorneys will face as well as the competition in the market.... More Info
$291Prof Practice -
For Those Who Dare: Practical Legal Approaches to Funding Start-Up Companies
Start-up companies are exciting when you get in at the beginning, but things can easily get messy. It requires flexibility and vision, lots of time commitment, money and quality legal advice. This CLE course will present the various types and stages of funding for start-ups, from bootstrapping to priced equity round. The course will also address other topics that can help prepare and position start-ups for successful fundraising. More Info
$551.5Prof Practice -
Litigation Support Services Performed by Forensic Accountants
Complex accounting, valuation and other business issues can stymie even the most competent lawyers, judges and juries. Forensic accountants provide valuable services in these instances. Whether it is interpretive analysis, investigations or damages analysis, these accountants are the specialists. This CLE course will explain the many types of litigation support services, the impact of forensic accountants on all stages of the litigation process and case study support for the benefit of... More Info
$291Prof Practice -
Starting Your Own Firm & Scaling It
Interested in starting your own firm but don’t know where to start? This CLE course will offer essential tips and strategies that will guide through the entire process. From leaving your old firm to launching a new one, the course will include pitfalls to avoid, approaching first clients and how to effectively scale your business and ensure long-term growth. More Info
$551.5Prof Practice -
Consolidated Audit Trail
Compliance with a consolidated audit trail requires attention and preparation. This CLE course will explain how to properly and effectively prepare for compliance with the consolidated audit trail (CAT) and will include a discussion of deadlines, useful resources, and firm obligations. The course will also offer an update on the CAT National Market System (NMS) Plan. A review of test release updates, and information on upcoming dates worth noting will be included. More Info
$291Prof Practice -
Enforcement Developments
This CLE course will explain recent updates and developments in enforcement. The course will focus on enforcement priorities and how an issue might find its way to enforcement and the process it undergoes including regulatory and compliance practices. The course will also present important decisions and settlements that offer insight into the process and illustrate the priorities of FINRA. More Info
$291Prof Practice -
Regulation Best Interest and Form CRS: Recent Observations and What to Expect
This CLE course will explain the new Regulation Best Interest (Reg BI) and Form CRS (client relationship summary) rules and the requirements of compliance. The course will explain how firms are complying with these rules, the examination process, tips, strategies and helpful resources to help with current and future compliance issues. The course will present some of the challenges firms may face in reconciling Reg Bi and Form CRS delivery as well as best practices for supervisi... More Info
$291Prof Practice -
FINRA’s Examination and Risk Monitoring Program
A firm grouping structure and the process of implementing it are fraught with issues. This CLE course will explain the lessons learned during this process and what firms can expect in the future. The course will explain how to understand new organizational structures in the exam, specialist and risk monitoring programs and review risk monitoring activities. The course will present what expectations you should have form the exam program and planning process and provide informati... More Info
$291Prof Practice
