Covid-19 Update: While many businesses have temporarily halted or reduced their services during this turbulent time, we want our customers to know that we are fully operational and you will receive the same great CLE service that you've always had with us. We have live representatives standing by to assist you. Several states have implemented temporary changes to their CLE rules in response to the Coronavirus outbreak. You can discover more by selecting your state or you can contact us directly with all your questions by clicking here: Covid-19 CLE Help

West Virginia CLE Courses

CLE Accreditation Info

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a presumptive provider of CLE in WV, approved by the WV State Bar. To view NACLE’s accreditation details, please click here.

  • Description: Professional standards for lawyers and others working in the Capital Markets and Financial Service Industry may differ from other areas of business. This CLE course will provide an overview of subjects such as legal opinions, representation of organizations and constituents with adverse interests and when to advise the Board of unethical or unlawful conduct. The course will explain the overriding concept of fiduciary duty, as well as the role of lawyers in advising client organizations to ensu... Read More

    Ethics Credits
    1.6

    Price: $65

  • Description: Obtaining a judgement in your favor is only a first step toward legal resolution. It’s an important one, obviously, but whether it comes by default, motion or trial, until that judgement is paid, the matter has not been resolved. This CLE course, which provides a thorough introduction for those seeking to collect a debt on their client’s behalf, will explain the mechanisms for collecting judgments in New York and New Jersey. The course will explain how judgments are entered in these states and... Read More

    General Credits
    1.2

    Price: $29

  • Description: With the recent publication of FINRA”s Regulatory Notice 19-31 concerning Disclosure Innovations in Advertising and Other Communications with the Public, even seasoned attorneys need an update. This CLE course will offer insights by industry and FINRA experts on how firms can facilitate simpler and more effective disclosure in digital marketing and other forms of advertising. Presenters will review how firms are using technology to transform their customer interactions within the compliance ru... Read More

    General Credits
    1.2

    Price: $29

  • Description: The recently amended rules and new brand standard for municipal dealers’ advertising will be presented in full in this CLE course. New formal guidance for dealer and advertiser use of social media and how regulators are applying the modernized standards including the new rule will be discussed. The course will also present the recent sweep of the 529 educational savings plans and marketing for such products as well as how these rules impact marketing and advertising efforts. Applying the amend... Read More

    General Credits
    1

    Price: $29

  • Description: Regulatory Technology or RegTech has become the newest greatest development in regulatory compliance. This CLE course will explain the technological innovations being applies to creating efficient, effective risk-based compliance programs for communications with the public. How these tools are helping address new challenges and implications of supervision, vendor management, data privacy, and security. The course will provide a comprehensive understanding of RegTech, FinTech and data in financ... Read More

    General Credits
    1.2

    Price: $29

  • Description: For those new to FINRA’s advertising rules, there is a great deal to absorb. This CLE course will offer a complete overview on FINRA Rule 2210 – Communications with the Public. The course will explain filing requirements and exemptions, record-keeping requirements, internal supervision and approval and content standards. Applicability to financial services communications and marketing materials as well as strategies for submitting communications for review to the Advertising Regulation Departm... Read More

    General Credits
    1.2

    Price: $29

  • Description: In this instructive CLE course, FINRA staff and industry practitioners will review advertising compliance and sales practice as applicable to general brokerage firms as well as their registered representatives. Advertising compliance challenges and methodologies for addressing advertising rules as they relate to creating marketing materials, supervisions, dual registered representatives, radio shows and seminars will be addressed as well as issues such as private placements and consolidated re... Read More

    General Credits
    1.2

    Price: $29

  • Description: The FAIR Act enacted a myriad of changes in rules pertaining to communications about digital assets and customer transaction accounts as well as Regulation Best Interests and the advertising issues related to it. This CLE course will discuss these changes as well as those made to FINRA Rules 2210 and 2241. The course will explain the changes required to communications as well as provide an overview of Regulation Best Interest and the issues it raises. Read More

    General Credits
    1.28

    Price: $29

  • Description: Presented by business lawyers Eli Greenberg and Mark Silverstein, this CLE course will offer an overview of the four principle business entities - Corporations, General Partnerships, Limited Liability Companies, and Limited Partnerships. The course will explain the ins and outs of organizing, managing and financing such entities as well as how to deal with mergers & acquisitions and option plans. Fiduciary duties and indemnification of management will also be discussed. Read More

    General Credits
    1.6

    Price: $55

  • Description: Regardless of whether you are representing a bank or a client who is a counter-party to a bank, bank regulatory issues may arise. Designed for general practitioners, this CLE course will offer an overview on the complexities of the US banking system and the various applicable laws and regulations. The purpose of the course is to familiarize attorneys regarding the relevant regulators. How banks are formed, what they are permitted to do and other transaction-related issues will be discussed wit... Read More

    General Credits
    2.2

    Price: $55

Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a presumptive provider of CLE in WV, approved by the WV State Bar. To view NACLE’s accreditation details, please click here.