Disclosure Innovations and Digital Marketing Compliance

Accreditation Wreath Icon AL
SKU: FR3500
All Courses Available iOS/Android Web

All Courses Available iOS/Android Web

About This Course

With the recent publication of FINRA”s Regulatory Notice 19-31 concerning Disclosure Innovations in Advertising and Other Communications with the Public, even seasoned attorneys need an update. This CLE course will offer insights by industry and FINRA experts on how firms can facilitate simpler and more effective disclosure in digital marketing and other forms of advertising. Presenters will review how firms are using technology to transform their customer interactions within the compliance rules of FINRA and the SEC. The course will present these challenges and others and explain how to communicate effectively in the digital age within the required boundaries.

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