West Virginia CLE - On-Demand Courses
This is a listing of CLE Courses for West Virginia. Please make your selection below of West Virginia CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
West Virginia CLE
Accreditation Info
Courses purchased through UnitedCLE.com are provided and fully accredited by The National Academy of Continuing Legal Education, a presumptive provider of CLE in WV, approved by the WV State Bar. To view our full accreditation details please .
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On-DemandOnline & iOS/Android App
Complex Products: New Developments and Compliance Considerations for Retail Firms
The expansion of complex financial products in the retail space—especially Registered Index-Linked Annuities (RILAs)—has introduced new layers of legal exposure and regulatory scrutiny. This CLE program gives attorneys a clear view into the supervisory demands firms face when distributing these products to retail investors. This CLE course will examine how RILAs function, why they pose unique compliance challenges, and what legal teams need to watch for—including conflicts of interest,... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Compliance & Legal Trends
As the financial services industry undergoes rapid evolution, attorneys must stay attuned to the shifting forces that impact compliance frameworks. This session offers a strategic legal lens on how firms are responding to a convergence of regulatory change, market demands, and technological disruption. Rather than focusing solely on rules, this course explores the broader trends driving compliance transformation—emerging enforcement priorities, digital innovation, and changes in busines... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Effective Practices in Remote Supervision and Inspections
With the financial services industry embracing long-term hybrid and remote work models, supervision practices are undergoing significant transformation. This CLE program provides legal professionals with an in-depth look at FINRA’s updated rules supporting remote supervision — including the introduction of Remote Supervisory Locations (RSLs) and the Remote Inspection Pilot Program (RIPP). Rather than focusing solely on compliance mechanics, this course examines how these regulatory upda... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Financial Crimes: Getting Ahead of the Adversaries
Today’s financial crime landscape is marked by rapid innovation—and increasing risk. This CLE program offers a strategic update for legal and compliance professionals navigating the growing complexity of fraud and money laundering in financial markets. This CLE course begins with a deep dive into current red flags and fraud patterns affecting firms, including the misuse of generative AI, account-based schemes like ACH fraud, and direct-target scams against investors. We’ll also unpack m... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Financial Management Regulatory Developments
This CLE course offers a focused look at the evolving legal and regulatory standards shaping financial responsibility in the securities sector. Using insights from the 2025 Regulatory Oversight Report, the session addresses key issues such as liquidity risk, net capital rules, and customer asset protections, with practical guidance on compliance and enforcement risks. Attendees will explore recent and proposed SEC rule changes—including Treasury clearing mandates and updates to Rule 15c... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
How to Use Data to Drive Effective Oversight
Today’s compliance environment is increasingly data-driven, placing new demands on legal professionals advising financial firms. This CLE course focuses on the legal and governance implications of data use in compliance, offering attorneys a deeper understanding of how data analytics are reshaping firm oversight and regulatory responses. This CLE course begins with a look at how firms—regardless of size or resource levels—are integrating analytics into their compliance and surveillance... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Keeping Current With Fixed Income Securities
With regulatory scrutiny intensifying across the fixed income marketplace, this CLE session provides legal professionals with the tools to stay current and compliant. Hear directly from FINRA and MSRB staff as they explore how recent developments are influencing firm operations and legal obligations. The session will unpack current trends, highlight regulatory priorities, and offer insights into effective firm practices. Discussion will span a range of legal issues, including the latest... More Info
$291General Credit -
On-DemandOnline & iOS/Android App
Legal Risk and Regulatory Strategy: A Conversation with FINRA Senior Leaders
This participant-driven CLE session, tailored for financial legal and compliance professionals, addresses key FINRA regulatory topics through audience questions, offering practical guidance for today’s regulatory challenges. Topics Covered: FINRA Forward Initiatives: Rule modernization, compliance resources, and cybersecurity/fraud strategies. Capital Formation: Rules balancing innovation and investor protection. CAT and PCAOB: Transaction tracking and audit compliance for small firm... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Mitigating Impacts of Fraud and Scams Targeting Customers
In today’s fraud-prone financial environment, attorneys must be prepared to navigate the legal complexities of investor-targeted schemes. This course focuses on equipping legal professionals with the tools and insight needed to support clients through the full arc of a fraud incident—before, during, and after it occurs. Participants will follow the progression of a modern fraud scheme, analyzing how investors are approached and deceived, and exploring the critical legal touchpoints that... More Info
$291.2General Credits -
On-DemandOnline & iOS/Android App
Communication Supervision Trends and Effective Practices
In today’s rapidly changing regulatory environment, effective supervision of communications is more crucial than ever. This session will explore the latest trends and regulatory developments in communications supervision, with a particular focus on emerging platforms like social media, mobile apps, and other off-channel communication methods. Drawing on recent examination results, our expert panel will discuss the evolving supervisory landscape and offer actionable strategies for legal profess... More Info
$291General Credit
